AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.1 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.5 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| U.S. BANK NATIONAL ASSOCIATION | NEW YORK-NY-USA | $1.3 |
| FEDERAL HOME LOAN BANK OF TOPEKA | TOPEKA-KS-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 35% | $0.2 |
| Cash | 7% | $0.0 |
| Other | 48% | $0.2 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MIDWEST HOLDING LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
6 active
| Name | Title |
|---|---|
| MINNICH, MICHAEL, WAYNE | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER |
| DZIURA, MARTIN, W | CHIEF COMPLIANCE OFFICER |
| MACE, STEPHEN, ALAN | GENERAL COUNSEL |
| NICHOLAS, GEORGETTE, CECELIA | PRESIDENT |
| PATEL, CHANDRA, R | CHAIR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $1.6 | -$1.1 | -70% | 13 | -1 | -8% |
| 2023-04-04 | $1.1 | -$0.6 | -55% | 9 | 3 | 33% |
| 2022-04-01 | $0.6 | -$0.1 | -12% | 9 | 3 | 33% |
| 2021-04-05 | $0.5 | $0.0 | 1% | 10 | 2 | 20% |
| 2020-04-01 | $0.3 | $0.2 | 64% | 4 | 8 | 200% |
| 2019-04-01 | $0.0 | $0.5 | 1599% | 3 | 9 | 300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-10/23/2018, TX-03/30/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV