AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.2 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 58 | $0.4 |
| Average HNW AUM | $6,207,345 | |
| Retail Total | 58 | $0.4 |
| Average Retail AUM | $6,207,345 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFILED-RI-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 69% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 6% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 7% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.1 |
| Other | 1% | $0.0 |
| Total | 101% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GREY ROCK MANAGEMENT PARTNERS IV, LLC | $0.7 | 317664 | |
| GREY ROCK ENERGY MANAGEMENT, LLC | $0.4 | 170956 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
5 active
| Name | Title |
|---|---|
| PERRY, GRIFFIN, ANDREW | MANAGING MEMBER |
| WALL, DOUGLAS, SCOTT | MANAGING MEMBER & CHIEF INVESTMENT OFFICER |
| MILLER, MATTHEW, READE | MANAGING MEMBER |
| FUQUAY, EMILY, TUBB | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL |
| BROWER, HOLLY, LEIGH | CHIEF OPERATIONS OFFICER |
ADVDB.CO • SOURCE: SEC
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DOUGLAS WALL | DALLAS | TX | S63|1990-09-12|S65|1994-09-14 | ||||||
| JESSICA GRIGSBY BORDELON | DALLAS | TX | S66|2013-11-27 | ||||||
| HOLLY BROWER | DALLAS | TX | S63|2011-03-28|S66|2011-09-25 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.4 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.4 | -$0.1 | -14% | 3 | 1 | 33% |
| 2023-04-04 | $0.3 | $0.1 | 37% | 3 | 1 | 33% |
| 2022-04-01 | $0.3 | $0.1 | 21% | 3 | 1 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, TX-04/29/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV