9258 WEALTH MANAGEMENT, LLC
Latest filing: May 03, 2024 (426 days ago)
AUM
$1,033,822,730
17% change vs. 1 year ago
26% change vs. 3 years ago
180% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
18
20% change vs. 1 year ago
6% change vs. 3 years ago
80% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BLUE ASH, OH
4420 COOPER ROAD, BLUE ASH, OH, UNITED STATES, 45242
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,444 | $0.4 |
| Average Individual AUM | $151,876 | |
| HNW | 792 | $0.6 |
| Average HNW AUM | $802,841 | |
| Retail Total | 3,236 | $1.0 |
| Average Retail AUM | $311,198 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $0.7 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 60% | $0.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 24% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.1 |
| Other | 2% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CLARISSA LICHLITER | $0.0 | accountancy | - |
| WILLIAM GROTH | $0.0 | law firm | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
12 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CATHY WATERS | BLUE ASH | OH | S63|1998-09-25 | ||||||
| WILLIAM GROTH | BLUE ASH | OH | S63|1997-06-16 | ||||||
| EDWINA MARTIN | BLUE ASH | OH | S65|2024-02-12 | ||||||
| THOMAS FINLEY | BLUE ASH | OH | S66|2004-08-26 | ||||||
| JACOB PETRIE | BLUE ASH | OH | S63|2015-04-23|S66|2015-09-21 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN GEHRI | BLUE ASH | OH | S63|2005-07-25|S66|2011-01-05|S65|2023-03-27 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| WALTER LUNSFORD | BLUE ASH | OH | S63|1984-04-06|S65|2000-06-06 | ||||||
| PETER BOHROFEN | BLUE ASH | OH | S66|2009-08-07 | ||||||
| CLAYTON REYNOLDS | BLUE ASH | OH | S66|2012-11-29 | ||||||
| JOSEPH BELEW | BLUE ASH | OH | S65|2024-03-26 | ||||||
| CLARISSA LICHLITER | BLUE ASH | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| DINAH BIRD | BLUE ASH | OH | S63|1997-08-04|S65|1991-02-27 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, CA-06/24/2019, CO-03/27/2020, FL-01/09/2018, GA-03/22/2022, IL-04/06/2020, IN-01/09/2018, KY-01/09/2018, MI-06/24/2019, MN-03/27/2020, NC-01/22/2018, NY-03/22/2022, OH-12/29/2017, SC-03/27/2020, TN-03/27/2020, TX-01/09/2018, VA-03/27/2020, WI-03/22/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
ACCOUNTING FIRM LAW FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV