AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $20.9 |
| Non-Discretionary | $0.0 |
| Total | $20.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $20.9 |
| Total | $20.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| RELIANCE TRUST COMPANY | ATLANTA-GA-USA | $13.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $20.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $20.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 95% | $19.8 |
| Other Pools | 5% | $1.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $20.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ADP RETIREMENT TRUST SERVICES LLC | $0.0 | trust company | - |
| ADP BROKER-DEALER, INC. | $0.0 | broker-dealer | 37693 |
| AUTOMATIC DATA PROCESSING INSURANCE AGENCY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| DOSPASSOS-KRIEG, KRISTIN, ANNE | ELECTED MANAGER |
| HANLEY, JUANITA, DAVIDA | CHIEF COMPLIANCE OFFICER |
| BUCCELLA, JAMES, THOMAS | PRESIDENT/ELECTED MANAGER |
| HODGES, JEFFRY, AARON | ELECTED MANAGER |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER |
| BARRENECHEA, PATRICIA, MARGOT | CHIEF FINANCIAL OFFICER |
| BLACKORBY, MISSY, RENEE | CORPORATE SECRETARY |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $20.9 | $0.0 | 0% | 11 | 0 | 0% |
| 2025-04-21 | $20.9 | $0.0 | 0% | 11 | 0 | 0% |
| 2024-04-02 | $15.0 | $5.9 | 39% | 11 | 0 | 0% |
| 2023-04-04 | $9.2 | $11.7 | 127% | 10 | 1 | 10% |
| 2022-04-01 | $8.3 | $12.6 | 152% | 9 | 2 | 22% |
| 2021-04-05 | $4.9 | $16.0 | 328% | 9 | 2 | 22% |
| 2020-04-01 | $3.0 | $17.9 | 595% | 9 | 2 | 22% |
| 2019-04-01 | $1.2 | $19.6 | 1576% | 9 | 2 | 22% |
| 2018-04-02 | $0.4 | $20.5 | 5441% | 8 | 3 | 38% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 12 | -1 | -8% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NJ, AK-05/03/2017, AL-05/03/2017, AR-05/03/2017, AZ-05/03/2017, CA-05/03/2017, CO-05/03/2017, CT-05/03/2017, DC-05/03/2017, DE-05/03/2017, FL-05/03/2017, GA-05/03/2017, HI-05/03/2017, IA-05/03/2017, ID-05/03/2017, IL-05/26/2017, IN-05/03/2017, KS-05/03/2017, KY-05/03/2017, LA-05/03/2017, MA-05/03/2017, MD-05/03/2017, ME-05/03/2017, MI-05/03/2017, MN-05/03/2017, MO-05/03/2017, MS-05/03/2017, MT-05/03/2017, NC-05/03/2017, ND-09/27/2017, NE-05/03/2017, NH-05/03/2017, NJ-02/14/2017, NM-05/03/2017, NV-05/03/2017, NY-05/03/2017, OH-05/03/2017, OK-05/03/2017, OR-05/03/2017, PA-05/03/2017, RI-05/03/2017, SC-05/03/2017, SD-05/03/2017, TN-05/03/2017, TX-05/03/2017, UT-05/03/2017, VA-05/03/2017, VI-01/26/2024, VT-05/03/2017, WA-05/03/2017, WI-05/03/2017, WV-05/03/2017, WY-09/27/2017 |
| ADVISER ACTIVITIES |
|
PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV