AE WEALTH MANAGEMENT, LLC
Latest filing: Mar 31, 2025 (95 days ago)
AUM
$37,525,706,084
39% change vs. 1 year ago
91% change vs. 3 years ago
337% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
602
4% change vs. 1 year ago
5% change vs. 3 years ago
27% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
TOPEKA, KS
2950 SW MCCLURE ROAD, TOPEKA, KS, UNITED STATES, 66614
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $37.5 |
| Non-Discretionary | $0.0 |
| Total | $37.5 |
| Client | AUM |
|---|---|
| Retail | $36.6 |
| Pooled | $0.0 |
| Institutional | $0.9 |
| Total | $37.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 101,708 | $24.4 |
| Average Individual AUM | $240,330 | |
| HNW | 6,256 | $12.2 |
| Average HNW AUM | $1,950,962 | |
| Retail Total | 107,964 | $36.6 |
| Average Retail AUM | $339,453 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $15.2 |
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $11.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $37.5 |
| Retail SMA AUM | $36.6 |
| Institutional SMA AUM | $0.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 29% | $10.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.4 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 60% | $22.5 |
| Other Pools | 1% | $0.4 |
| Cash | 8% | $3.0 |
| Other | 0% | $0.0 |
| Total | 100% | $37.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MADISON AVENUE SECURITIES, LLC | $2.0 | broker-dealer | 23224 |
| IMPACT PARTNERSHIP WEALTH, LLC | $1.7 | 313928 | |
| ANDREA HALL | $0.0 | - | |
| ALEXANDER STAVEROSKY | $0.0 | - | |
| PATRICK CHAPMAN SMITH JR | $0.0 | law firm | - |
| HILGARDT WILHELM LAMPRECHT | $0.0 | - | |
| PETER CHARLES LANTZ | $0.0 | - | |
| KEVIN CHARLES SANDERS | $0.0 | law firm | - |
| AE FINANCIAL SERVICES, LLC | $0.0 | broker-dealer | 298608 |
| JEFFREY S WEBERG | $0.0 | accountancy | - |
| ASSET MARKETING SYSTEMS INSURANCE SERVICES, LLC | $0.0 | - | |
| WALTER BAK | $0.0 | law firm | - |
| THOMAS BLAKE | $0.0 | accountancy | - |
| CHASE MORRIS | $0.0 | law firm | - |
| BRADLEY BUSBIN | $0.0 | law firm | - |
| MICHAEL RYAN | $0.0 | law firm | - |
| INNOVATION DESIGN GROUP, LLC | $0.0 | - | |
| MARCUS TODD VEILLON | $0.0 | - | |
| MARK SCHLOSSENBERG | $0.0 | - | |
| ADVISORS EXCEL, LLC | $0.0 | - | |
| RICHARD WARFIELD | $0.0 | accountancy | - |
| JESSE BECKER | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| WOLFE, DAVID, ROBB | GENERAL COUNSEL AND SECRETARY |
| CALLANAN, DAVID, JAMES | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, TRUSTEE |
| FOSTER, CODY, GRANT | OWNER, TRUSTEE |
| RADFORD, CHRISTOPHER, BLAKE | PRESIDENT |
| KLOTZ, AMY, MICHELLE | CHIEF FINANCIAL OFFICER |
| MILLER, MICHAEL, EARL | CHIEF OPERATIONS OFFICER |
| SCHOLZ, SHAWN, MICHAEL | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
437 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CARLTON MURREY | TOPEKA | KS | S63|2010-07-19|S65|2018-10-12 | ||||||
| MICHAEL WINDLE | TOPEKA | KS | S63|2014-08-05|S65|2015-06-25 | ||||||
| MATTHEW KLAESS | TOPEKA | KS | S65|2012-05-01 | ||||||
| CHRISTOPHER ROGERS | TOPEKA | KS | S63|2009-12-17|S65|2018-12-27 | ||||||
| SCOTT WARNER | TOPEKA | KS | S63|1994-09-13|S65|2006-07-24 | ||||||
| MARK BIGLER | TOPEKA | KS | S66|2009-09-28 | ||||||
| MARTIN GUZMAN | TOPEKA | KS | S65|2016-03-11 | ||||||
| MICHAEL HALSEMA | TOPEKA | KS | S63|2012-01-20 | CERTIFIED FINANCIAL PLANNER | |||||
| ELIJAH LEVI SHEFFIELD | TOPEKA | KS | S65|2024-03-20 | ||||||
| STEPHEN MANSI | TOPEKA | KS | S63|1997-02-26 | CERTIFIED FINANCIAL PLANNER | |||||
| JORDAN REYNOLDS | TOPEKA | KS | S65|2023-07-19 | ||||||
| CHESTER BLACKMON | TOPEKA | KS | S65|2017-07-08 | ||||||
| JUSTIN BAILEY | TOPEKA | KS | S66|2015-09-21 | ||||||
| JUSTIN JENKINS | TOPEKA | KS | S65|2017-06-09 | ||||||
| GARY PRESLAR | TOPEKA | KS | S66|2010-08-03 | ||||||
| TROY TODD | TOPEKA | KS | S65|2020-06-09 | ||||||
| BRYAN LEAKE | TOPEKA | KS | S66|2007-04-17 | ||||||
| ANDREW HANSEN | TOPEKA | KS | S66|2007-03-19 | ||||||
| JEREMY PILLOW | TOPEKA | KS | S65|2023-07-08 | ||||||
| CURVIN MILLER | TOPEKA | KS | S66|2006-05-19 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $37.5 | $0.0 | 0% | 602 | 0 | 0% |
| 2025-04-21 | $37.5 | $0.0 | 0% | 602 | 0 | 0% |
| 2024-04-02 | $27.1 | $10.4 | 39% | 578 | 24 | 4% |
| 2023-04-04 | $1,924.9 | -$1,887.4 | -98% | 571 | 31 | 5% |
| 2022-04-01 | $19.6 | $17.9 | 91% | 572 | 30 | 5% |
| 2021-04-05 | $12.6 | $24.9 | 197% | 513 | 89 | 17% |
| 2020-04-01 | $8.6 | $28.9 | 337% | 475 | 127 | 27% |
| 2019-04-01 | $5.5 | $32.0 | 579% | 373 | 229 | 61% |
| 2018-04-02 | $2.8 | $34.8 | 1260% | 231 | 371 | 161% |
| 2017-04-01 | $0.7 | $36.8 | 5390% | 136 | 466 | 343% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 10 | 592 | 5920% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| KS, AK-05/02/2016, AL-07/14/2016, AR-04/13/2016, AZ-04/13/2016, CA-03/29/2016, CO-04/13/2016, CT-03/30/2017, DC-03/30/2017, DE-01/30/2018, FL-04/20/2016, GA-05/02/2016, HI-11/01/2017, IA-08/18/2016, ID-04/20/2016, IL-04/29/2016, IN-04/20/2016, KS-02/17/2016, KY-08/18/2016, LA-03/29/2016, MA-05/02/2016, MD-06/08/2016, ME-12/19/2016, MI-04/20/2016, MN-07/12/2016, MO-04/13/2016, MS-07/01/2016, MT-03/30/2017, NC-05/02/2016, ND-03/30/2018, NE-03/30/2017, NH-11/01/2017, NJ-05/02/2016, NM-04/13/2016, NV-11/07/2016, NY-07/26/2016, OH-04/20/2016, OK-04/13/2016, OR-03/29/2016, PA-07/01/2016, RI-03/05/2018, SC-05/02/2016, SD-05/11/2016, TN-04/13/2016, TX-04/13/2016, UT-04/12/2016, VA-04/13/2016, VI-04/10/2019, VT-02/16/2017, WA-04/13/2016, WI-05/02/2016, WV-07/12/2016, WY-11/01/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV