AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.8 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 40 | $0.0 |
| Average Individual AUM | $588,155 | |
| HNW | 138 | $0.6 |
| Average HNW AUM | $4,559,784 | |
| Retail Total | 178 | $0.7 |
| Average Retail AUM | $3,667,283 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 4% | $0.0 |
| Equity Non-Exch | 4% | $0.0 |
| Govt Agency | 6% | $0.0 |
| Municipal | 4% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 76% | $0.6 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
4 active
| Name | Title |
|---|---|
| HENDERSON, WARNER, ARMS | MANAGING MEMBER |
| WALSH, NOREEN, DILLON | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER |
| NASH, TIMOTHY, BRACKETT | PRINCIPAL AND CHIEF PORTFOLIO STRATEGIST |
| FALLON, MICHELLE, C | MEMBER AND SENIOR FINANCIAL PLANNER |
ADVDB.CO • SOURCE: SEC
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TIMOTHY NASH | HINGHAM | MA | S63|2015-11-09 | CHARTERED FINANCIAL ANALYST | |||||
| NOREEN WALSH | HINGHAM | MA | S65|2006-02-25 | ||||||
| WARNER HENDERSON | HINGHAM | MA | S63|1992-06-05 | CHARTERED FINANCIAL CONSULTANT | |||||
| SPENCER HENDERSON | HINGHAM | MA | CHARTERED FINANCIAL CONSULTANT | ||||||
| MICHELLE FALLON | HINGHAM | MA | S63|1989-12-19 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.8 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.1 | 8% | 7 | 0 | 0% |
| 2023-04-04 | $0.6 | $0.2 | 26% | 7 | 0 | 0% |
| 2022-04-01 | $0.7 | $0.1 | 12% | 7 | 0 | 0% |
| 2021-04-05 | $0.7 | $0.1 | 17% | 7 | 0 | 0% |
| 2020-04-01 | $0.5 | $0.2 | 40% | 7 | 0 | 0% |
| 2019-04-01 | $0.5 | $0.2 | 40% | 7 | 0 | 0% |
| 2018-04-02 | $0.6 | $0.2 | 35% | 7 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| MA, CA-03/28/2019, CT-05/29/2025, MA-05/04/2017, NH-05/04/2017, NY-05/04/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV