AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $90.0 |
| Non-Discretionary | $15.9 |
| Total | $105.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.9 |
| Institutional | $103.9 |
| Total | $105.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $100.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $103.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $103.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $1.0 |
| Sovereign | 1% | $1.0 |
| IG Credit | 22% | $22.9 |
| HY Credit | 1% | $1.0 |
| Derivatives | 45% | $46.7 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 30% | $31.2 |
| Total | 100% | $103.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AMERICAN FAMILY LIFE ASSURANCE COMPANY OF COLUMBUS | $0.0 | - | |
| AMERICAN FAMILY LIFE ASSURANCE COMPANY OF NEW YORK | $0.0 | - | |
| TIER ONE INSURANCE COMPANY | $0.0 | - | |
| CONTINENTAL AMERICAN INSURANCE COMPANY | $0.0 | - | |
| AFLAC LIFE INSURANCE JAPAN, LTD. | $0.0 | - | |
| AFLAC RE BERMUDA LTD. | $0.0 | - | |
| AFLAC ASSET MANAGEMENT JAPAN, LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
| Name | Title |
|---|---|
| DYSLIN, BRADLEY, EUGENE | PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER |
| STEVENS, TIMOTHY, MALTBY | SMD, GLOBAL HEAD OF STRUCTURED PRIVATE CREDIT, ALTERNATIVES, MACRO STRATEGY, AND DERIVATIVES |
| AMISSAH, REBECCA, BINEY | MD, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY |
| FRIEDMAN, BARBARA, THORDIS | SMD, GLOBAL HEAD OF LEGAL & REGULATORY AND ASSISTANT SECRETARY |
| YAMAMOTO, HIDETO | DIRECTOR |
| NOBLES, TSANA, WINDFLOWER | SMD, CHIEF RISK OFFICER |
| TACHIKAWA, ALAN | MD, CHIEF FINANCIAL OFFICER |
| RIZZO, JAMES, MICHAEL | MD, U.S. CHIEF INVESTMENT OFFICER |
| LIU, XIAOMEI | MD, GLOBAL HEAD OF CREDIT |
| COLE, CATHERINE, FRANCES | MD, HEAD OF PRIVATE DEBT EMP, STRATEGIC PARTNERSHIPS, AND BUSINESS DEVELOPMENT |
| BRODEN, MAX, KRISTIAN | DIRECTOR |
| BLACKMON, ROBIN, R LITTRELL | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $105.8 | $0.0 | 0% | 103 | 0 | 0% |
| 2025-04-21 | $105.8 | $0.0 | 0% | 103 | 0 | 0% |
| 2024-04-02 | $120.2 | -$14.4 | -12% | 105 | -2 | -2% |
| 2023-04-04 | $112.7 | -$6.9 | -6% | 94 | 9 | 10% |
| 2022-04-01 | $119.6 | -$13.8 | -12% | 75 | 28 | 37% |
| 2021-04-05 | $134.8 | -$29.0 | -22% | 84 | 19 | 23% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NE-01/19/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV