AKSIA CA LLC
Latest filing: Mar 28, 2025 (62 days ago)
AUM
$2,076,264,743
9% change vs. 1 year ago
100% change vs. 3 years ago
-94% change vs. 5 years ago
-93% change vs. 10 years ago
Employee Count
51
-6% change vs. 1 year ago
-9% change vs. 3 years ago
-2% change vs. 5 years ago
55% change vs. 10 years ago
Main Office
SAN DIEGO, CA
12760 HIGH BLUFF DRIVE, SAN DIEGO, CA, UNITED STATES, 92130
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.0 |
| Non-Discretionary | $0.1 |
| Total | $2.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.4 |
| Institutional | $1.7 |
| Total | $2.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST CORPORATION | CHICAGO-IL-USA | $1.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $1.7 |
| Total | 100% | $1.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AKSIA LLC | $22.3 | 143422 | |
| AKSIA EUROPE LIMITED | $0.0 | - | |
| SURS TORREYCOVE CO-INVESTMENT FUND I GP, LP | $0.0 | - | |
| AKSIA JAPAN CO., LTD | $0.0 | - | |
| AKSIA HONG KONG LIMITED | $0.0 | - | |
| OHIO FBCIF GP LP | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| OCCHIALINI, CRAIG, RAYMOND | CHIEF COMPLIANCE OFFICER |
| DAVIDSON, MICHELLE, MARGARET | MEMBER |
| KING, KARA, BOONE | MEMBER |
| MARTIN, THOMAS, JAMES | MEMBER |
| VOS, JAMES, HAYDEN | MANAGING MEMBER |
| FLUDGATE, SIMON, ALEXANDER | MEMBER |
| ADELSBACH, PATRICK, RICHARD | MEMBER |
| LARUCCI, JOSEPH, P | MEMBER |
| WASHIO, MANABU | MEMBER |
| PANAGIOTIDIS, ALEXANDROS | MEMBER |
| BENARD, VALERIE | MEMBER |
| FISHMAN, MAYA | MEMBER |
| NEWTON, OLIVER, PETER | MEMBER |
| KREMS, MICHAEL, STUART | MEMBER |
| NEST, WILLIAM, TIMOTHY | MEMBER |
| GOLDBERG, BRIAN, LEE | MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.1 | $0.0 | 0% | 51 | 0 | 0% |
| 2025-04-21 | $2.1 | $0.0 | 0% | 51 | 0 | 0% |
| 2024-04-02 | $1.9 | $0.2 | 9% | 54 | -3 | -6% |
| 2023-04-04 | $1.6 | $0.5 | 33% | 49 | 2 | 4% |
| 2022-04-01 | $1.0 | $1.0 | 100% | 56 | -5 | -9% |
| 2021-04-05 | $0.6 | $1.5 | 239% | 60 | -9 | -15% |
| 2020-04-01 | $35.2 | -$33.1 | -94% | 52 | -1 | -2% |
| 2019-04-01 | $32.5 | -$30.4 | -94% | 46 | 5 | 11% |
| 2018-04-02 | $25.0 | -$22.9 | -92% | 45 | 6 | 13% |
| 2017-04-01 | $18.7 | -$16.6 | -89% | 46 | 5 | 11% |
| 2016-04-01 | $18.3 | -$16.2 | -89% | 43 | 8 | 19% |
| 2015-04-01 | $28.0 | -$25.9 | -93% | 33 | 18 | 55% |
| 2014-04-01 | $22.0 | -$19.9 | -91% | 22 | 29 | 132% |
| 2013-04-01 | $19.5 | -$17.4 | -89% | 19 | 32 | 168% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-10/14/2011, NY-05/28/2013 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV