ALCENTRA NY, LLC
Latest filing: Mar 31, 2025 (30 days ago)
AUM
$14,194,596,926
-13% change vs. 1 year ago
-29% change vs. 3 years ago
-18% change vs. 5 years ago
105% change vs. 10 years ago
Employee Count
21
-19% change vs. 1 year ago
-58% change vs. 3 years ago
-86% change vs. 5 years ago
-67% change vs. 10 years ago
Main Office
NEW YORK, NY
ONE MADISON AVENUE, NEW YORK, NY, UNITED STATES, 10010
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $14.0 |
| Non-Discretionary | $0.2 |
| Total | $14.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $12.8 |
| Institutional | $1.4 |
| Total | $14.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BNYM (LUXEMBOURG) S.A. | LUXEMBOURG--LUX | $0.7 |
| STATE STREET | BOSTON-MA-USA | $0.6 |
| NORTHERN TRUST | CHICAGO-IL-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 8% | $0.1 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 14% | $0.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.1 |
| Other | 71% | $1.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BENEFIT STREET PARTNERS L.L.C. | $27.9 | 158672 | |
| ALCENTRA LIMITED | $19.1 | 160617 | |
| BSP CLO MANAGEMENT LLC | $7.4 | 304962 | |
| FRANKLIN BSP CAPITAL ADVISER LLC | $4.2 | 307684 | |
| ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND II GP, LLC | $0.0 | - | |
| ALCENTRA JERSEY GP LIMITED PARTNERSHIP | $0.0 | - | |
| ASCOF IV GP LIMITED | $0.0 | - | |
| CSCOF III GP LIMITED | $0.0 | - | |
| ALCENTRA S.A.R.L. | $0.0 | - | |
| ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND GP, LLC | $0.0 | - | |
| ALCENTRA HIGH YIELD | $0.0 | - | |
| THE BANK OF NEW YORK MELLON | $0.0 | - | |
| MUFG FUND SERVICES (CAYMAN) LIMITED | $0.0 | - | |
| BROWN BROTHERS HARRIMAN TRUST COMPANY (CAYMAN LIMITED) | $0.0 | - | |
| BNY MELLON GLOBAL CREDIT ALTERNATIVES FUND MANAGER, LLC | $0.0 | - | |
| CVF GP LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| MARTOKEN, BRYAN, ROGER | CHIEF FINANCIAL OFFICER |
| BYRNE, RICHARD, JAN | PRESIDENT |
| MCMILLAN, ALEXANDER, HOWE | CHIEF COMPLIANCE OFFICER |
| GAHAN, THOMAS, JAMES | CHIEF INVESTMENT OFFICER, CHAIRMAN |
| MANLOWE, DAVID, JOSEPH | CHIEF OPERATIONS OFFICER, CHIEF EXECUTIVE OFFICER |
| SCHOCH, HENRY | CHIEF ACCOUNTING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $14.2 | $0.0 | 0% | 21 | 0 | 0% |
| 2024-04-02 | $16.4 | -$2.2 | -13% | 26 | -5 | -19% |
| 2023-04-04 | $16.8 | -$2.6 | -15% | 22 | -1 | -5% |
| 2022-04-01 | $19.9 | -$5.7 | -29% | 50 | -29 | -58% |
| 2021-04-05 | $21.0 | -$6.8 | -32% | 51 | -30 | -59% |
| 2020-04-01 | $17.2 | -$3.0 | -18% | 149 | -128 | -86% |
| 2019-04-01 | $16.1 | -$1.9 | -12% | 113 | -92 | -81% |
| 2018-04-02 | $16.6 | -$2.5 | -15% | 113 | -92 | -81% |
| 2017-04-01 | $12.0 | $2.2 | 18% | 73 | -52 | -71% |
| 2016-04-01 | $11.1 | $3.1 | 28% | 76 | -55 | -72% |
| 2015-04-01 | $6.9 | $7.3 | 105% | 63 | -42 | -67% |
| 2014-04-01 | $6.0 | $8.1 | 135% | 61 | -40 | -66% |
| 2013-04-01 | $5.4 | $8.8 | 161% | 50 | -29 | -58% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, DE-01/30/2023, FL-01/30/2023, MA-01/30/2023, MN-01/30/2023, NY-01/30/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV