AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 71 | $0.0 |
| Average Individual AUM | $215,523 | |
| HNW | 74 | $0.2 |
| Average HNW AUM | $2,642,027 | |
| Retail Total | 145 | $0.2 |
| Average Retail AUM | $1,453,877 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 30% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 38% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 30% | $0.1 |
| Total | 99% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| NAPODANO, LOREDANA, I | CCO |
| MONAHAN, DORA, LOUISE | MEMBER |
| CAMPBELL, DOUGLAS, WALTER | MEMBER |
| BAXTER, CHRISTOPHER, M | MEMBER |
| BAXTER, MICHELLE, LAU | MEMBER |
| DAMERON, THOMAS, HOUSTON | MANAGING MEMBER |
ADVDB.CO • SOURCE: SEC
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DOUGLAS CAMPBELL | GREENWOOD VILLAGE | CO | S63|1984-11-13|S65|2007-03-06 | ||||||
| THOMAS RILEY | GREENWOOD VILLAGE | CO | S63|1997-09-05 | CHARTERED FINANCIAL ANALYST | |||||
| THOMAS DAMERON | GREENWOOD VILLAGE | CO | S63|2015-02-20 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTOPHER BAXTER | GREENWOOD VILLAGE | CO | S65|2018-02-02 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.1 | 55% | 5 | 7 | 140% |
| 2023-04-04 | $0.2 | $0.1 | 30% | 4 | 8 | 200% |
| 2022-04-01 | $0.2 | $0.0 | 14% | 5 | 7 | 140% |
| 2021-04-05 | $0.1 | $0.1 | 55% | 5 | 7 | 140% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 5 | 7 | 140% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CO, CA-02/28/2020, CO-02/28/2020, ID-03/01/2021, NE-03/26/2022, NH-02/28/2020, OH-03/19/2025, OR-02/28/2020, TX-02/28/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV