AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $1.3 |
| Total | $1.7 |
| Client | AUM |
|---|---|
| Retail | $1.6 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3 | $0.0 |
| Average Individual AUM | $62,754 | |
| HNW | 834 | $1.6 |
| Average HNW AUM | $1,937,374 | |
| Retail Total | 837 | $1.6 |
| Average Retail AUM | $1,930,655 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $0.9 |
| STONEX FINANCIAL INC. | WINTER PARK-FL-USA | $0.3 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
| INTERACTIVE BROKERS LLC | GREENWICH-CT-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.7 |
| Retail SMA AUM | $1.6 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 24% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 29% | $0.5 |
| Municipal | 1% | $0.0 |
| Sovereign | 1% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 31% | $0.5 |
| Other Pools | 1% | $0.0 |
| Cash | 10% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $1.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| INTERAUDI BANK | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOAO VISCARDO | NEW YORK | NY | S63|2014-05-22|S65|2019-03-21 | ||||||
| PABLO JIMENEZ | NEW YORK | NY | S63|2011-03-20|S65|2019-01-25 | ||||||
| MICHAEL O'SHAUGHNESSY | NEW YORK | NY | S63|1987-12-10 | ||||||
| DANIEL EDUARDO QUEIROZ MACHADO DE LIMA | NEW YORK | NY | S63|2021-12-14 | CHARTERED FINANCIAL ANALYST | |||||
| GEORGE AUDI | NEW YORK | NY | S66|2004-12-09 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.7 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $1.7 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $1.4 | $0.3 | 21% | 12 | 2 | 17% |
| 2023-04-04 | $1.2 | $0.6 | 50% | 12 | 2 | 17% |
| 2022-04-01 | $1.0 | $0.7 | 75% | 9 | 5 | 56% |
| 2021-04-05 | $0.8 | $0.9 | 116% | 9 | 5 | 56% |
| 2020-04-01 | $0.6 | $1.2 | 206% | 8 | 6 | 75% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-05/03/2019, CT-08/16/2019, DE-08/16/2019, FL-05/03/2019, IL-04/18/2024, MA-08/16/2019, MD-05/22/2025, NJ-05/09/2019, NY-05/03/2019, PA-02/08/2024, SD-05/22/2025, TX-05/03/2019, VA-02/08/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV