AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1.8 |
Non-Discretionary | $0.0 |
Total | $1.8 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.5 |
Institutional | $1.3 |
Total | $1.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CITIBANK N.A | HONG KONG--HKG | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1.3 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $1.3 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 97% | $1.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
6 active
Name | Title |
---|---|
WONG, KOK HOI, NMN | EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER |
TAN, KONG YAM, NMN | EXECUTIVE DIRECTOR |
LU, LAN FANG, NMN | GENERAL MANAGER & CHIEF OPERATING OFFICER |
LIM, SIANG KEAT | CHAIRMAN |
ZHANG, QING, NMN | NON EXECUTIVE DIRECTOR |
TAN, EE HUI EUNICE | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-06-02 | $1.8 | $0.0 | 0% | 37 | 0 | 0% |
2025-04-21 | $1.8 | $0.0 | 0% | 37 | 0 | 0% |
2024-04-02 | $1.5 | $0.2 | 15% | 41 | -4 | -10% |
2023-04-04 | $2.4 | -$0.7 | -28% | 40 | -3 | -8% |
2022-04-01 | $2.1 | -$0.3 | -16% | 45 | -8 | -18% |
2021-04-05 | $1.9 | -$0.2 | -8% | 50 | -13 | -26% |
2020-04-01 | $1.4 | $0.4 | 26% | 54 | -17 | -31% |
2019-04-01 | $1.1 | $0.6 | 57% | 62 | -25 | -40% |
2018-04-02 | $1.4 | $0.3 | 23% | 65 | -28 | -43% |
2017-04-01 | $2.1 | -$0.4 | -17% | 66 | -29 | -44% |
2016-04-01 | $2.5 | -$0.7 | -29% | 58 | -21 | -36% |
2015-04-01 | $2.6 | -$0.8 | -31% | 44 | -7 | -16% |
2014-04-01 | $2.8 | -$1.0 | -37% | 46 | -9 | -20% |
2013-04-01 | $1.3 | $0.5 | 38% | 49 | -12 | -24% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV