AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.1 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 58 | $0.0 |
| Average Individual AUM | $487,108 | |
| HNW | 29 | $0.1 |
| Average HNW AUM | $2,463,811 | |
| Retail Total | 87 | $0.1 |
| Average Retail AUM | $1,146,009 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | NEW YORK-NY-USA | $0.1 |
| ASCENSUS TRUST | FARGO-ND-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 15% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 81% | $0.2 |
| Other Pools | 1% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| APS PENSION AND FINANCIAL SERVICES, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STEPHEN ABRAMSON | MELVILLE | NY | S63|1998-02-26|S65|2006-08-29 | CHARTERED FINANCIAL CONSULTANT | |||||
| STEVEN MUSMANNO | MELVILLE | NY | S63|1997-10-18|S66|2006-12-30 | ||||||
| MARK PHILLIPS | MELVILLE | NY | S63|2001-07-26|S65|2014-06-17 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 14% | 6 | 4 | 67% |
| 2023-04-04 | $0.2 | $0.1 | 39% | 6 | 4 | 67% |
| 2022-04-01 | $0.2 | $0.0 | 14% | 4 | 6 | 150% |
| 2021-04-05 | $0.2 | $0.1 | 36% | 6 | 4 | 67% |
| 2020-04-01 | $0.1 | $0.1 | 91% | 7 | 3 | 43% |
| 2019-04-01 | $0.1 | $0.1 | 91% | 7 | 3 | 43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, FL-03/01/2022, NJ-03/08/2022, NY-09/26/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV