ARJUNA CAPITAL, LLC
Latest filing: Apr 01, 2025 (110 days ago)
AUM
$634,099,605
38% change vs. 1 year ago
57% change vs. 3 years ago
149% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
14
40% change vs. 1 year ago
75% change vs. 3 years ago
56% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MANCHESTER, MA
13 ELM STREET, MANCHESTER, MA, UNITED STATES, 1944
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.1 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 53 | $0.0 |
| Average Individual AUM | $769,368 | |
| HNW | 102 | $0.4 |
| Average HNW AUM | $4,391,116 | |
| Retail Total | 155 | $0.5 |
| Average Retail AUM | $3,152,712 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 74% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 11% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 7% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NEW SUMMIT INVESTMENTS LLC | $0.1 | 285219 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| FRANK BROWN | DURHAM | NC | S65|1996-01-26 | ||||||
| NATASHA LAMB | DURHAM | NC | S65|2017-01-09 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.6 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.2 | 38% | 10 | 4 | 40% |
| 2023-04-04 | $0.4 | $0.3 | 69% | 12 | 2 | 17% |
| 2022-04-01 | $0.4 | $0.2 | 57% | 8 | 6 | 75% |
| 2021-04-05 | $0.3 | $0.3 | 114% | 8 | 6 | 75% |
| 2020-04-01 | $0.3 | $0.4 | 149% | 9 | 5 | 56% |
| 2019-04-01 | $0.2 | $0.4 | 200% | 9 | 5 | 56% |
| 2018-04-02 | $0.2 | $0.4 | 210% | 7 | 7 | 100% |
| 2017-04-01 | $0.2 | $0.5 | 253% | 6 | 8 | 133% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CA-08/10/2017, MA-06/02/2016, NC-06/02/2016, NY-08/10/2017, TX-08/10/2017, WA-08/10/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV