ARKOS GLOBAL ADVISORS, LLC
Latest filing: Apr 24, 2025 (60 days ago)
AUM
$1,109,378,000
18% change vs. 1 year ago
74% change vs. 3 years ago
334% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
19
6% change vs. 1 year ago
58% change vs. 3 years ago
90% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
HOUSTON, TX
4400 POST OAK PKWY, HOUSTON, TX, UNITED STATES, 77027
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.0 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 271 | $0.1 |
| Average Individual AUM | $345,646 | |
| HNW | 138 | $0.8 |
| Average HNW AUM | $5,887,543 | |
| Retail Total | 409 | $0.9 |
| Average Retail AUM | $2,215,528 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.8 |
| FIDELITY | CINCINNATI-OH-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 4% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 75% | $0.8 |
| Other Pools | 11% | $0.1 |
| Cash | 7% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MIKE RICHTER CPA, PLLC | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TREVOR HARRIS | HOUSTON | TX | S65|2020-06-22 | ||||||
| SARAH FONTENOT | HOUSTON | TX | S65|2018-01-05 | ||||||
| ETHAN POLLARD | HOUSTON | TX | S66|2012-08-27 | ||||||
| ANDREW DOWELL | HOUSTON | TX | S66|2017-04-27 | ||||||
| MICHAEL RICHTER | HOUSTON | TX | S63|1997-06-06 | ||||||
| CRAIG DAWSON | HOUSTON | TX | S66|2008-05-20 | ||||||
| WILLIAM GARDNER | HOUSTON | TX | S66|2019-10-11 | ||||||
| JEFFREY THOMAS | HOUSTON | TX | S63|1995-04-04|S65|1995-04-12 | ||||||
| TIMOTHY MCGUKIN | HOUSTON | TX | S66|2006-12-27 | ||||||
| LESTER BRACKLEY | HOUSTON | TX | S63|1998-10-01|S65|2001-07-30 | ||||||
| JOSHUA ARRINGTON | HOUSTON | TX | S66|2000-10-18|S65|2019-12-04 | ||||||
| JAMES LEOPOLD | HOUSTON | TX | S63|2016-09-01|S65|2017-12-23 | ||||||
| STUART WALLACE | HOUSTON | TX | S65|2021-09-28 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.1 | $0.0 | 0% | 19 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 19 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.2 | 18% | 18 | 1 | 6% |
| 2023-04-04 | $0.9 | $0.2 | 25% | 16 | 3 | 19% |
| 2022-04-01 | $0.6 | $0.5 | 74% | 12 | 7 | 58% |
| 2021-04-05 | $0.5 | $0.6 | 128% | 11 | 8 | 73% |
| 2020-04-01 | $0.3 | $0.9 | 334% | 10 | 9 | 90% |
| 2019-04-01 | $0.2 | $0.9 | 362% | 8 | 11 | 138% |
| 2018-04-02 | $0.5 | $0.6 | 124% | 8 | 11 | 138% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AZ-01/11/2022, FL-06/30/2020, GA-03/11/2020, LA-06/30/2020, NC-04/25/2017, NJ-05/24/2018, NY-03/29/2024, OR-01/11/2022, SC-04/08/2021, TN-03/29/2024, TX-04/25/2017, WA-01/11/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV