ARLINGTON FINANCIAL ADVISORS, LLC
Latest filing: Mar 11, 2025 (117 days ago)
AUM
$1,044,000,000
11% change vs. 1 year ago
19% change vs. 3 years ago
64% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
15
-85% change vs. 1 year ago
50% change vs. 3 years ago
67% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SANTA BARBARA, CA
100 E. DE LA GUERRA ST, SANTA BARBARA, CA, UNITED STATES, 93101
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 210 | $0.1 |
| Average Individual AUM | $296,190 | |
| HNW | 338 | $0.9 |
| Average HNW AUM | $2,679,882 | |
| Retail Total | 548 | $1.0 |
| Average Retail AUM | $1,766,423 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 14% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 6% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 76% | $0.8 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| DUVA, DIANNE, GAYOSKI | MANAGING MEMBER |
| SWALLEY, ARTHUR, GENTRY | MANAGING MEMBER |
| LORENZ, JOHN, ALFRED | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER |
| WEILAND, JOSEPH, RICHARD | MANAGING MEMBER |
| HUGHES, RICHARD, WELLS | MANAGING MEMBER |
| MAKELA, CODY, ALLAN | MANAGING MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DIANNE DUVA | SANTA BARBARA | CA | S66|2000-11-13 | CERTIFIED FINANCIAL PLANNER | |||||
| CODY MAKELA | SANTA BARBARA | CA | S63|2011-01-27 | CERTIFIED FINANCIAL PLANNER | |||||
| RICHARD HUGHES | SANTA BARBARA | CA | S63|1995-07-07|S65|1996-02-06 | ||||||
| JOHN LORENZ | SANTA BARBARA | CA | S63|2004-01-30|S65|1996-07-12 | ||||||
| JOSEPH WEILAND | SANTA BARBARA | CA | S63|1995-07-07|S65|1996-02-27 | CERTIFIED FINANCIAL PLANNER | |||||
| STEPHEN WHEELER | SANTA BARBARA | CA | S65|2011-10-12 | CERTIFIED FINANCIAL PLANNER | |||||
| ALLISON MEIER | SANTA BARBARA | CA | S66|2018-10-26 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL YANG | SANTA BARBARA | CA | S65|2023-09-28 | ||||||
| ARTHUR SWALLEY | SANTA BARBARA | CA | S63|1990-07-11|S65|1994-10-21 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 15 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.1 | 11% | 102 | -87 | -85% |
| 2023-04-04 | $0.7 | $0.3 | 41% | 10 | 5 | 50% |
| 2022-04-01 | $0.9 | $0.2 | 19% | 10 | 5 | 50% |
| 2021-04-05 | $0.8 | $0.3 | 39% | 9 | 6 | 67% |
| 2020-04-01 | $0.6 | $0.4 | 64% | 9 | 6 | 67% |
| 2019-04-01 | $0.5 | $0.5 | 103% | 9 | 6 | 67% |
| 2018-04-02 | $0.5 | $0.6 | 112% | 8 | 7 | 88% |
| 2017-04-01 | $0.4 | $0.6 | 157% | 8 | 7 | 88% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-03/12/2020, CA-05/18/2016, CO-03/06/2018, FL-05/18/2016, HI-05/18/2016, LA-05/18/2016, MA-03/16/2023, NV-03/12/2020, NY-08/31/2016, OR-03/06/2018, SC-03/16/2023, TX-05/18/2016, VA-03/17/2022, WA-05/18/2016, WI-05/18/2016 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV