ASHTON THOMAS PRIVATE WEALTH
Latest filing: May 29, 2025 (51 days ago)
AUM
$4,051,333,740
40% change vs. 1 year ago
88% change vs. 3 years ago
555% change vs. 5 years ago
1653% change vs. 10 years ago
Employee Count
114
107% change vs. 1 year ago
138% change vs. 3 years ago
396% change vs. 5 years ago
936% change vs. 10 years ago
Main Office
SCOTTSDALE, AZ
8605 EAST RAINTREE DRIVE, SCOTTSDALE, AZ, UNITED STATES, 85260
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.0 |
| Non-Discretionary | $0.0 |
| Total | $4.1 |
| Client | AUM |
|---|---|
| Retail | $3.9 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $4.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,654 | $0.6 |
| Average Individual AUM | $344,644 | |
| HNW | 874 | $3.4 |
| Average HNW AUM | $3,852,577 | |
| Retail Total | 2,528 | $3.9 |
| Average Retail AUM | $1,557,434 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $1.1 |
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.8 |
| GOLDMAN SACHS & CO. LLC | NEW YORK-NY-USA | $0.6 |
| NATIONAL FINANCIAL SERVICES LLC | SMITHFIELD-RI-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.1 |
| Retail SMA AUM | $3.9 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 66% | $2.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.1 |
| Municipal | 6% | $0.2 |
| Sovereign | 1% | $0.0 |
| IG Credit | 3% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 12% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.2 |
| Other | 3% | $0.1 |
| Total | 100% | $4.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ASHTON THOMAS SECURITIES, LLC | $1.7 | broker-dealer | 16629 |
| AMPLIFY FINANCIAL, LLC | $0.3 | 325721 | |
| ASHTON THOMAS INSURANCE AGENCY, LLC | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
52 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| LANCE KNIGHT | SCOTTSDALE | AZ | S66|2000-09-08 | ||||||
| JAMES SUMNER | SCOTTSDALE | AZ | S63|2008-04-25|S66|2021-09-29 | ||||||
| APRIL CARDOZA | SCOTTSDALE | AZ | S66|2013-01-17 | ||||||
| APRIL HORACE | SCOTTSDALE | AZ | S65|2011-10-05 | ||||||
| REBECCA DAMMANN | SCOTTSDALE | AZ | S66|2012-07-20 | ||||||
| DAVID HATFIELD | SCOTTSDALE | AZ | S65|2013-10-24 | ||||||
| RICHARD PYLE | SCOTTSDALE | AZ | S65|2015-09-14 | ||||||
| KRISTINE LANTZ | SCOTTSDALE | AZ | S63|2000-10-18|S66|2002-10-09 | ||||||
| JOHN MORZELEWSKI | SCOTTSDALE | AZ | S63|1996-08-14|S65|1999-12-18 | ||||||
| DANIEL BENNETT | SCOTTSDALE | AZ | S66|2017-05-12 | ||||||
| HOWARD COX | SCOTTSDALE | AZ | S63|1992-09-15|S65|2008-06-17 | ||||||
| JASON BUCHANAN | SCOTTSDALE | AZ | S63|2006-04-27|S65|2011-02-03 | CERTIFIED FINANCIAL PLANNER | |||||
| JULIE OLANDER | SCOTTSDALE | AZ | S63|2016-10-18|S65|2017-06-14 | CERTIFIED FINANCIAL PLANNER | |||||
| GARETT FOLKERS | SCOTTSDALE | AZ | S63|2001-01-04|S65|2006-01-25 | ||||||
| SCOTT KNUTSON | SCOTTSDALE | AZ | S63|1994-07-22|S65|1999-05-25 | ||||||
| KATHERINE JOHNSON | SCOTTSDALE | AZ | S63|1997-07-07|S65|2021-05-03 | ||||||
| KAREN MCDADE | SCOTTSDALE | AZ | S63|1992-01-24|S65|1998-01-27 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIENNE DYLEWSKI | SCOTTSDALE | AZ | S66|2005-08-12 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL MEIER | SCOTTSDALE | AZ | S66|2005-08-08 | ||||||
| SHAWN PORTER | SCOTTSDALE | AZ | S63|2003-02-13 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $4.1 | $0.0 | 0% | 114 | 0 | 0% |
| 2025-04-21 | $4.1 | $0.0 | 0% | 114 | 0 | 0% |
| 2024-04-02 | $2.9 | $1.2 | 40% | 55 | 59 | 107% |
| 2023-04-04 | $2.0 | $2.0 | 102% | 48 | 66 | 138% |
| 2022-04-01 | $2.2 | $1.9 | 88% | 48 | 66 | 138% |
| 2021-04-05 | $1.0 | $3.1 | 307% | 36 | 78 | 217% |
| 2020-04-01 | $0.6 | $3.4 | 555% | 23 | 91 | 396% |
| 2019-04-01 | $0.4 | $3.7 | 1000% | 14 | 100 | 714% |
| 2018-04-02 | $0.2 | $3.8 | 1576% | 13 | 101 | 777% |
| 2017-04-01 | $0.2 | $3.8 | 1789% | 13 | 101 | 777% |
| 2016-04-01 | $0.2 | $3.8 | 1852% | 12 | 102 | 850% |
| 2015-04-01 | $0.2 | $3.8 | 1653% | 11 | 103 | 936% |
| 2014-04-01 | $0.1 | $3.9 | 2692% | 12 | 102 | 850% |
| 2013-04-01 | $0.2 | $3.9 | 2345% | 11 | 103 | 936% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| AZ, AL-04/23/2021, AR-04/23/2021, AZ-06/15/2010, CA-03/31/2011, CO-08/28/2012, CT-01/10/2024, FL-12/05/2016, GA-10/16/2019, HI-05/29/2025, ID-11/01/2021, IL-08/12/2016, LA-12/07/2020, MA-02/18/2022, MD-02/16/2023, MI-11/01/2021, MN-06/30/2020, MO-11/01/2021, MT-01/02/2018, NC-02/16/2023, NE-11/01/2021, NH-04/17/2025, NJ-01/10/2024, NM-03/29/2021, NV-01/05/2011, NY-11/22/2022, OH-02/23/2021, OR-04/23/2021, SC-01/29/2021, TX-06/15/2010, UT-01/05/2011, VA-08/26/2021, WA-10/16/2019, WI-03/29/2021, WY-10/16/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV