ASSET MANAGEMENT ONE USA INC.
Latest filing: Apr 29, 2025 (189 days ago)
AUM
$7,299,415,681
-2% change vs. 1 year ago
3% change vs. 3 years ago
-22% change vs. 5 years ago
125% change vs. 10 years ago
Employee Count
43
-16% change vs. 1 year ago
-14% change vs. 3 years ago
-16% change vs. 5 years ago
231% change vs. 10 years ago
Main Office
NEW YORK, NY
250 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10177
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $7.3 |
| Non-Discretionary | $0.0 |
| Total | $7.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.2 |
| Institutional | $7.1 |
| Total | $7.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MIZUHO BANK (USA) | NEW YORK-NY-USA | $2.5 |
| MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED | GRAND CAYMAN--CYM | $2.5 |
| BROWN BROTHERS HARRIMAN & CO. | NEW YORK-NY-USA | $1.1 |
| MIZUHO TRUST & BANKING (LUXEMBOURG) S.A. | LUXEMBOURG--LUX | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $7.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $7.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.3 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.1 |
| IG Credit | 56% | $4.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 36% | $2.5 |
| Cash | 2% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $7.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ASSET MANAGEMENT ONE CO., LTD. | $450.6 | 110843 | |
| MIZUHO TRUST & BANKING (LUXEMBOURG) S.A. | $0.0 | trust company | - |
| THE DAI-ICHI FRONTIER LIFE INSURANCE CO., LTD. | $0.0 | - | |
| MIZUHO BANK, LTD. | $0.0 | - | |
| ASSET MANAGEMENT ONE SINGAPORE PTE. LTD. | $0.0 | - | |
| MIZUHO SECURITIES USA LLC | $0.0 | broker-dealer | 19647 |
| MIZUHO SECURITIES CO., LTD. | $0.0 | broker-dealer | - |
| ASSET MANAGEMENT ONE HONG KONG LIMITED | $0.0 | - | |
| MIZUHO FINANCIAL GROUP, INC. | $0.0 | - | |
| DLI NORTH AMERICA, INC. | $0.0 | - | |
| CUSTODY BANK OF JAPAN, LTD. | $0.0 | trust company | - |
| ASSET MANAGEMENT ONE ALTERNATIVE INVESTMENTS, LTD. | $0.0 | - | |
| DAI-ICHI LIFE HOLDINGS INC. | $0.0 | - | |
| PROTECTIVE LIFE INSURANCE COMPANY | $0.0 | - | |
| ASSET MANAGEMENT ONE INTERNATIONAL LTD. | $0.0 | - | |
| MIZUHO AMERICAS LLC | $0.0 | - | |
| THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED | $0.0 | - | |
| MIZUHO BANK (USA) | $0.0 | trust company | - |
| MIZUHO TRUST & BANKING CO.,LTD. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| FELDMANN, KAYOKO, HASHIMOTO | CHIEF COMPLIANCE OFFICER |
| ASANO, TOMOHIKO, NMN | DIRECTOR |
| MARUYAMA, TAKASHI | DIRECTOR |
| OSHITA, SATOSHI, NMN | DIRECTOR, CEO & PRESIDENT |
| KIMURA, YUJI, NMN | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $7.3 | $0.0 | 0% | 43 | 0 | 0% |
| 2025-04-21 | $7.4 | -$0.1 | -2% | 43 | 0 | 0% |
| 2024-04-02 | $7.4 | -$0.1 | -2% | 51 | -8 | -16% |
| 2023-04-04 | $6.4 | $0.9 | 13% | 54 | -11 | -20% |
| 2022-04-01 | $7.1 | $0.2 | 3% | 50 | -7 | -14% |
| 2021-04-05 | $9.5 | -$2.2 | -23% | 52 | -9 | -17% |
| 2020-04-01 | $9.4 | -$2.1 | -22% | 51 | -8 | -16% |
| 2019-04-01 | $4.8 | $2.5 | 51% | 17 | 26 | 153% |
| 2018-04-02 | $7.1 | $0.2 | 2% | 16 | 27 | 169% |
| 2017-04-01 | $5.4 | $1.9 | 36% | 15 | 28 | 187% |
| 2016-04-01 | $3.1 | $4.2 | 139% | 14 | 29 | 207% |
| 2015-04-01 | $3.2 | $4.1 | 125% | 13 | 30 | 231% |
| 2014-04-01 | $2.9 | $4.4 | 151% | 11 | 32 | 291% |
| 2013-04-01 | $3.2 | $4.1 | 125% | 13 | 30 | 231% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-03/29/2020, NY-04/09/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV