ATEGENOS CAPITAL, LLC
Latest filing: Mar 07, 2025 (94 days ago)
AUM
$466,434,579
257% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
16
33% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BERWYN, PA
1000 CHESTERBROOK BOULEVARD, BERWYN, PA, UNITED STATES, 19312
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.1 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.3 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 129 | $0.0 |
| Average Individual AUM | $372,908 | |
| HNW | 42 | $0.1 |
| Average HNW AUM | $2,317,973 | |
| Retail Total | 171 | $0.1 |
| Average Retail AUM | $850,643 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 84% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT, INC. | $532.2 | 111694 | |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | $29.3 | 109662 | |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | $14.5 | 171570 | |
| QRG CAPITAL MANAGEMENT, INC. | $11.4 | 305277 | |
| FDX ADVISORS, INC. | $0.9 | 104601 | |
| ENVESTNET EMBEDDED ADVISORY, INC. | $0.0 | 322162 | |
| ENVESTNET SECURITIES, INC. | $0.0 | broker-dealer | 325803 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| MOORE, JASON, BRADFORD | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER |
| MCCONNELL, BRENDAN, PATRICK | CHIEF OPERATING OFFICER |
| RAUPP, JEFFREY, WILLIAM | CO-CHIEF INVESTMENT OFFICER |
| MAGNOTTA, AMY, LYNN | CO-CHIEF INVESTMENT OFFICER |
| COYNE, JOHN, EDWARD | CHAIRMAN |
ADVDB.CO • SOURCE: SEC
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NICHOLAS COCCIO | BERWYN | PA | S66|2016-03-28|S63|2014-09-10 | ||||||
| BRENDAN MCCONNELL | BERWYN | PA | S63|2001-01-03|S65|2001-01-31 | ||||||
| JASON MOORE | BERWYN | PA | S66|2002-10-03 | ||||||
| MICHAEL BRADY | BERWYN | PA | S66|2006-11-15 | ||||||
| JOHN COYNE | BERWYN | PA | S63|1981-08-18|S65|1995-11-01 | ||||||
| WILLIAM COLE | BERWYN | PA | S66|2006-08-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| JEFFREY RAUPP | BERWYN | PA | S66|1998-10-14 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAEL KERR | BERWYN | PA | S66|2015-08-27 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 16 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.3 | 257% | 12 | 4 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AL-01/07/2025, AR-01/07/2025, AZ-01/07/2025, CA-01/07/2025, CO-01/07/2025, CT-01/07/2025, DC-01/07/2025, DE-01/07/2025, FL-01/07/2025, GA-01/07/2025, IA-01/07/2025, ID-01/07/2025, IL-01/14/2025, IN-01/07/2025, KS-01/07/2025, KY-01/07/2025, LA-01/07/2025, MA-01/07/2025, MD-01/07/2025, ME-01/07/2025, MI-01/07/2025, MN-01/07/2025, MO-01/07/2025, MS-01/07/2025, MT-01/07/2025, NC-01/07/2025, ND-01/07/2025, NE-01/07/2025, NH-01/07/2025, NJ-01/07/2025, NM-01/07/2025, NV-01/07/2025, NY-01/07/2025, OH-01/07/2025, OK-01/07/2025, OR-01/07/2025, PA-09/13/2023, RI-01/07/2025, SC-01/07/2025, SD-01/07/2025, TN-01/07/2025, TX-01/07/2025, UT-01/07/2025, VA-01/07/2025, VT-01/07/2025, WA-01/07/2025, WI-01/07/2025, WV-01/07/2025, WY-01/07/2025 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV