AUXANO ADVISORS
Latest filing: Mar 11, 2025 (113 days ago)
AUM
$1,451,480,190
14% change vs. 1 year ago
41% change vs. 3 years ago
105% change vs. 5 years ago
266% change vs. 10 years ago
Employee Count
14
8% change vs. 1 year ago
-7% change vs. 3 years ago
27% change vs. 5 years ago
40% change vs. 10 years ago
Main Office
BELLEVUE, WA
10900 NE 4TH STREET, BELLEVUE, WA, UNITED STATES, 98004
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $0.1 |
| Total | $1.5 |
| Client | AUM |
|---|---|
| Retail | $1.4 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 400 | $0.1 |
| Average Individual AUM | $366,269 | |
| HNW | 227 | $1.2 |
| Average HNW AUM | $5,409,160 | |
| Retail Total | 627 | $1.4 |
| Average Retail AUM | $2,192,005 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.5 |
| Retail SMA AUM | $1.4 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 42% | $0.6 |
| Equity Non-Exch | 7% | $0.1 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 42% | $0.6 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DAVIS WALKER | BELLEVUE | WA | CERTIFIED FINANCIAL PLANNER | ||||||
| ANDREW MATZEN | BELLEVUE | WA | CHARTERED FINANCIAL ANALYST | ||||||
| GRAYSON UNGER | BELLEVUE | WA | S65|2023-07-17 | ||||||
| PETER CLINE | BELLEVUE | WA | S65|1993-02-22|S63|1987-06-24 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL ANDERSON | BELLEVUE | WA | CERTIFIED FINANCIAL PLANNER | ||||||
| JARED DAVIS | BELLEVUE | WA | S65|1996-11-15|S63|2014-08-28 | CERTIFIED FINANCIAL PLANNER | |||||
| ALEXANDER LEE | BELLEVUE | WA | S63|1992-06-29|S65|1993-03-15 | CERTIFIED FINANCIAL PLANNER | |||||
| DWIGHT WHITING | BELLEVUE | WA | S66|2005-03-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.5 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $1.5 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.2 | 14% | 13 | 1 | 8% |
| 2023-04-04 | $1.0 | $0.4 | 42% | 15 | -1 | -7% |
| 2022-04-01 | $1.0 | $0.4 | 41% | 15 | -1 | -7% |
| 2021-04-05 | $0.9 | $0.5 | 60% | 13 | 1 | 8% |
| 2020-04-01 | $0.7 | $0.7 | 105% | 11 | 3 | 27% |
| 2019-04-01 | $0.6 | $0.9 | 155% | 11 | 3 | 27% |
| 2018-04-02 | $0.5 | $0.9 | 171% | 10 | 4 | 40% |
| 2017-04-01 | $0.4 | $1.0 | 234% | 10 | 4 | 40% |
| 2016-04-01 | $0.4 | $1.1 | 264% | 9 | 5 | 56% |
| 2015-04-01 | $0.4 | $1.1 | 266% | 10 | 4 | 40% |
| 2014-04-01 | $0.3 | $1.2 | 384% | 8 | 6 | 75% |
| 2013-04-01 | $0.3 | $1.2 | 461% | 8 | 6 | 75% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WA, AZ-01/02/2008, CA-01/02/2008, FL-03/17/2016, HI-03/19/2024, ID-12/09/2024, IL-03/29/2022, LA-01/05/2009, MI-03/30/2023, NY-12/05/2022, OH-05/03/2023, OR-03/28/2021, PA-12/09/2024, TX-09/30/2019, VA-03/11/2025, WA-01/02/2008, WI-03/29/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV