AVAII WEALTH MANAGEMENT, LLC
Latest filing: Apr 17, 2025 (40 days ago)
AUM
$442,587,428
8% change vs. 1 year ago
40% change vs. 3 years ago
156% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
14
-12% change vs. 1 year ago
0% change vs. 3 years ago
56% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
APPLETON, WI
2101 N CASALOMA DR, APPLETON, WI, UNITED STATES, 54913
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 663 | $0.2 |
| Average Individual AUM | $318,573 | |
| HNW | 146 | $0.2 |
| Average HNW AUM | $1,569,142 | |
| Retail Total | 809 | $0.4 |
| Average Retail AUM | $544,263 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 15% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 77% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARK NELESSEN | APPLETON | WI | S65|2021-12-10 | ||||||
| CHARITY SCHILTZ | APPLETON | WI | S63|2006-10-17|S65|2011-07-19 | ||||||
| DAVID JENSEN | APPLETON | WI | S63|2007-11-02|S65|2008-02-19 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTIAN DOULE | APPLETON | WI | S63|2008-06-19|S66|2010-02-08 | ||||||
| JOSEPH MAESTAS | APPLETON | WI | S65|2024-04-20 | ||||||
| JOEL BLATTNER | APPLETON | WI | S66|2008-01-22 | ||||||
| MARK TRUETTNER | APPLETON | WI | S63|2011-05-25|S65|2011-09-29 | ||||||
| JEFFREY RAINER | APPLETON | WI | S63|2000-02-14|S65|2002-07-30 | ||||||
| WILLIAM FENILI | APPLETON | WI | S63|1990-07-06|S66|2000-08-07 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.4 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.0 | 8% | 16 | -2 | -12% |
| 2023-04-04 | $0.3 | $0.1 | 46% | 12 | 2 | 17% |
| 2022-04-01 | $0.3 | $0.1 | 40% | 14 | 0 | 0% |
| 2021-04-05 | $0.2 | $0.2 | 96% | 9 | 5 | 56% |
| 2020-04-01 | $0.2 | $0.3 | 156% | 9 | 5 | 56% |
| 2019-04-01 | $0.1 | $0.3 | 286% | 10 | 4 | 40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WI, FL-10/14/2022, GA-12/24/2024, IL-05/17/2021, MI-04/11/2022, MN-10/14/2019, NH-10/14/2019, TN-12/13/2023, TX-10/14/2021, WI-09/06/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT ACCOUNTING FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV