AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 47 | $0.0 |
| Average Individual AUM | $958,738 | |
| HNW | 97 | $0.8 |
| Average HNW AUM | $8,761,655 | |
| Retail Total | 144 | $0.9 |
| Average Retail AUM | $6,214,870 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | WILMINGTON-DE-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 95% | $0.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| MACKALL, CHARLES, GREEN | CHAIRMAN AND TRUSTEE, TRUSTEE |
| KEEFE, PETER, CREIGHTON | EXECUTIVE CHAIRMAN |
| ROONEY, JAMES, HARRIS | PRESIDENT |
| GEORGE, KENNETH, SUGGETT | CHIEF COMPLIANCE OFFICER |
| GONZALEZ, CARMEN, LUNA | MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAMES ROONEY | ALEXANDRIA | VA | S63|1987-08-18|S65|1999-03-29 | CHARTERED FINANCIAL ANALYST | |||||
| JAMES EMANUELSON | ALEXANDRIA | VA | S63|2016-08-22|S65|2017-04-07|S66|2019-09-16 | ||||||
| KENNETH GEORGE | ALEXANDRIA | VA | S65|2005-09-19 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.0 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $1.3 | -$0.3 | -21% | 7 | -1 | -14% |
| 2023-04-04 | $1.1 | -$0.1 | -9% | 7 | -1 | -14% |
| 2022-04-01 | $1.3 | -$0.3 | -25% | 7 | -1 | -14% |
| 2021-04-05 | $1.2 | -$0.2 | -18% | 7 | -1 | -14% |
| 2020-04-01 | $0.8 | $0.2 | 19% | 6 | 0 | 0% |
| 2019-04-01 | $0.9 | $0.1 | 7% | 7 | -1 | -14% |
| 2018-04-02 | $1.0 | $0.0 | 1% | 9 | -3 | -33% |
| 2017-04-01 | $1.3 | -$0.3 | -21% | 9 | -3 | -33% |
| 2016-04-01 | $1.2 | -$0.2 | -20% | 8 | -2 | -25% |
| 2015-04-01 | $1.4 | -$0.4 | -27% | 9 | -3 | -33% |
| 2014-04-01 | $1.2 | -$0.2 | -13% | 11 | -5 | -45% |
| 2013-04-01 | $0.8 | $0.3 | 34% | 8 | -2 | -25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| VA, CA-12/15/2005, DC-01/14/2003, FL-04/27/2005, GA-04/30/2013, LA-04/30/2013, MA-09/08/2011, MD-04/26/2005, MO-03/31/2022, NC-04/26/2005, NH-03/31/2022, NJ-07/18/2005, NY-04/26/2005, OK-04/26/2005, PA-04/12/2006, TN-09/26/2013, TX-04/26/2005, VA-01/14/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV