AXOS INVEST, INC
Latest filing: Mar 28, 2025 (119 days ago)
AUM
$146,996,118
3% change vs. 1 year ago
-30% change vs. 3 years ago
-29% change vs. 5 years ago
598% change vs. 10 years ago
Employee Count
13
0% change vs. 1 year ago
-13% change vs. 3 years ago
-32% change vs. 5 years ago
8% change vs. 10 years ago
Main Office
LAS VEGAS, NV
9205 W RUSSELL ROAD, LAS VEGAS, NV, UNITED STATES, 89148
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 8,764 | $0.1 |
| Average Individual AUM | $16,773 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 8,764 | $0.1 |
| Average Retail AUM | $16,773 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| AXOS CLEARING LLC | OMAHA-NE-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 98% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
Control Persons
Representatives
14 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DEREK TSCHUDIN | LAS VEGAS | NV | S63|2019-12-20|S66|2021-02-03 | ||||||
| MORRY MORALES | LAS VEGAS | NV | S63|2019-10-15|S66|2021-10-14 | ||||||
| CHAD HEIDZIG | LAS VEGAS | NV | S63|1997-08-12|S66|2018-06-13 | ||||||
| NOAH CICCIARELLI | LAS VEGAS | NV | S66|2023-09-20 | ||||||
| JORGE GUZMAN | LAS VEGAS | NV | S66|2023-06-01 | ||||||
| TRACY GALLMAN | LAS VEGAS | NV | S63|1997-01-10|S65|1998-08-10 | ||||||
| MICHAEL KLEPPER | LAS VEGAS | NV | S66|2012-09-04 | ||||||
| JAMES THOMAS | LAS VEGAS | NV | S66|2020-01-22 | CHARTERED FINANCIAL ANALYST | |||||
| JASON SCHROEDER | LAS VEGAS | NV | S63|1998-08-31|S65|2021-07-23 | ||||||
| KIAN FADAEE | LAS VEGAS | NV | S66|2023-03-20 | ||||||
| HUNTER BREMER | LAS VEGAS | NV | S63|2016-12-29|S66|2017-06-29 | ||||||
| BRANDY DYER MORRIS | LAS VEGAS | NV | S63|2015-01-02|S65|2022-11-21 | ||||||
| JAMES GOLDSTEIN | LAS VEGAS | NV | S63|2003-01-03|S65|2022-10-07 | ||||||
| EMILY YU | LAS VEGAS | NV | S66|2024-03-08 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 13 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 3% | 13 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.0 | -5% | 11 | 2 | 18% |
| 2022-04-01 | $0.2 | -$0.1 | -30% | 15 | -2 | -13% |
| 2021-04-05 | $0.2 | -$0.1 | -28% | 19 | -6 | -32% |
| 2020-04-01 | $0.2 | -$0.1 | -29% | 19 | -6 | -32% |
| 2019-04-01 | $0.2 | $0.0 | -18% | 10 | 3 | 30% |
| 2018-04-02 | $0.2 | $0.0 | -4% | 11 | 2 | 18% |
| 2017-04-01 | $0.1 | $0.1 | 56% | 21 | -8 | -38% |
| 2016-04-01 | $0.0 | $0.1 | 200% | 17 | -4 | -24% |
| 2015-04-01 | $0.0 | $0.1 | 598% | 12 | 1 | 8% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NV, AK-12/10/2014, AL-12/10/2014, AR-12/10/2014, AZ-12/10/2014, CA-06/25/2014, CO-10/02/2015, CT-06/25/2014, DC-06/25/2014, DE-06/25/2014, FL-12/10/2014, GA-12/10/2014, HI-06/25/2014, IA-12/10/2014, ID-12/10/2014, IL-12/15/2014, IN-06/25/2014, KS-12/10/2014, KY-12/10/2014, LA-06/25/2014, MA-06/25/2014, MD-12/10/2014, ME-12/10/2014, MI-06/25/2014, MN-12/10/2014, MO-12/10/2014, MS-12/10/2014, MT-12/10/2014, NC-12/10/2014, ND-10/02/2015, NE-12/10/2014, NH-12/10/2014, NJ-07/11/2014, NM-12/10/2014, NV-06/25/2014, NY-06/25/2014, OH-12/10/2014, OK-12/10/2014, OR-12/10/2014, PA-06/25/2014, RI-06/25/2014, SC-06/25/2014, SD-10/02/2015, TN-12/10/2014, TX-06/25/2014, UT-12/10/2014, VA-06/25/2014, VT-12/10/2014, WA-12/10/2014, WI-12/10/2014, WV-12/10/2014, WY-03/25/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV