BARROW HANLEY GLOBAL INVESTORS
Latest filing: Mar 27, 2025 (90 days ago)
AUM
$53,255,290,889
7% change vs. 1 year ago
5% change vs. 3 years ago
3% change vs. 5 years ago
-47% change vs. 10 years ago
Employee Count
99
-1% change vs. 1 year ago
2% change vs. 3 years ago
3% change vs. 5 years ago
18% change vs. 10 years ago
Main Office
DALLAS, TX
2200 ROSS AVENUE, 31ST FLOOR, DALLAS, TX, UNITED STATES, 75201-2761
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $47.8 |
| Non-Discretionary | $5.5 |
| Total | $53.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $22.7 |
| Institutional | $30.5 |
| Total | $53.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 4 | $0.0 |
| Average HNW AUM | $1,399,195 | |
| Retail Total | 4 | $0.0 |
| Average Retail AUM | $1,399,195 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET GLOBAL MARKETS, LLC | BOSTON-MA-USA | $9.1 |
| NORTHERN TRUST SECURITIES, INC. | CHICAGO-IL-USA | $4.1 |
| BNY MELLON SECURITIES CORPORATION | NEW YORK-NY-USA | $3.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $30.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $30.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 79% | $24.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $1.2 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.3 |
| IG Credit | 10% | $3.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.6 |
| Other | 4% | $1.2 |
| Total | 100% | $30.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BH CREDIT MANAGEMENT LLC | $1.2 | 317505 | |
| BARROW HANLEY HOLDING GP LLC | $0.0 | - | |
| PERPETUAL CORPORATE TRUST LIMITED | $0.0 | trust company | - |
| PERPETUAL INVESTMENT MANAGEMENT LIMITED | $0.0 | - | |
| PERPETUAL US SERVICES, LLC | $0.0 | 317365 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| CHENOWETH, PATRICIA, BARRON | COO, EXECUTIVE DIRECTOR, MEMBER BOARD OF MANAGERS |
| MARTIN, CORY, LAWRENCE | CEO, EXECUTIVE DIRECTOR, MEMBER BOARD OF MANAGERS |
| MOSSE, SIMONE, ALISON | MEMBER BOARD OF MANAGERS |
| ACKELS, HANNAH, MULVEY | CCO, DIRECTOR |
| GIAMBRONE, MARK, NMN | EXECUTIVE DIRECTOR, MEMBER BOARD OF MANAGERS |
| SISSON, ERIN, LAYNE | CFO, MANAGING DIRECTOR |
| LO PROTO, ALAN, JAY | MEMBER BOARD OF MANAGERS |
| SQUIRES, CRAIG | MEMBER BOARD OF MANAGERS |
| ADAMS, ROBERT, WILLIAM | MEMBER BOARD OF MANAGERS |
ADVDB.CO • SOURCE: SEC
Representatives
31 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DAVID FEYGENSON | DALLAS | TX | S65|2020-12-07 | ||||||
| PRANAY LAHARIA | DALLAS | TX | S63|2004-09-22 | CHARTERED FINANCIAL ANALYST | |||||
| JUSTIN MARTIN | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| BRIAN QUINN | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| JAMES MCCLURE | DALLAS | TX | S63|1992-03-03|S65|1994-11-09 | CHARTERED FINANCIAL ANALYST | |||||
| MATTHEW ROUTH | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| DAVID GANUCHEAU | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| JAMES MCCORMACK | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| RALPH ROPP | DALLAS | TX | S63|1999-10-25|S66|2003-06-05 | ||||||
| RANDOLPH WRIGHTON | DALLAS | TX | S63|2000-12-20 | CHARTERED FINANCIAL ANALYST | |||||
| JOHN BARBER | DALLAS | TX | S63|2007-10-01 | CHARTERED FINANCIAL ANALYST | |||||
| SHANNON HOGAN | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| DAVID JASON TAYLOR | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| NICHOLAS LOSEY | DALLAS | TX | S63|2002-10-30 | CHARTERED FINANCIAL ANALYST | |||||
| JONATHAN TAYLOR | DALLAS | TX | S66|2009-12-17 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAEL TRAHAN | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| JOHN MCDONALD | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| WILLIAM KINKELAAR | DALLAS | TX | S63|2000-11-01|S65|2018-02-05 | ||||||
| CORY MARTIN | DALLAS | TX | S63|1996-04-18|S65|1996-04-11 | ||||||
| PATRIK WIBOM | DALLAS | TX | S65|2022-03-04 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $53.3 | $0.0 | 0% | 99 | 0 | 0% |
| 2025-04-21 | $53.3 | $0.0 | 0% | 99 | 0 | 0% |
| 2024-04-02 | $49.9 | $3.4 | 7% | 100 | -1 | -1% |
| 2023-04-04 | $43.7 | $9.6 | 22% | 99 | 0 | 0% |
| 2022-04-01 | $50.6 | $2.6 | 5% | 97 | 2 | 2% |
| 2021-04-05 | $48.4 | $4.9 | 10% | 99 | 0 | 0% |
| 2020-04-01 | $51.7 | $1.6 | 3% | 96 | 3 | 3% |
| 2019-04-01 | $71.9 | -$18.7 | -26% | 98 | 1 | 1% |
| 2018-04-02 | $91.7 | -$38.5 | -42% | 100 | -1 | -1% |
| 2017-04-01 | $92.3 | -$39.1 | -42% | 94 | 5 | 5% |
| 2016-04-01 | $85.5 | -$32.3 | -38% | 96 | 3 | 3% |
| 2015-04-01 | $100.3 | -$47.0 | -47% | 84 | 15 | 18% |
| 2014-04-01 | $91.0 | -$37.8 | -41% | 79 | 20 | 25% |
| 2013-04-01 | $64.9 | -$11.7 | -18% | 66 | 33 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AK-03/28/2014, AL-09/25/2001, CA-06/28/2004, CT-03/30/2012, DC-10/10/2001, FL-03/30/2004, GA-09/25/2001, HI-07/26/2024, IL-04/05/2002, IN-03/10/2005, LA-03/30/2016, MA-03/28/2006, MD-03/30/2012, MI-10/13/2010, MN-04/13/2004, MO-03/28/2006, NC-03/30/2012, NJ-05/03/2004, NM-03/29/2019, NV-01/30/2001, NY-03/10/2005, OH-03/25/2002, OK-03/29/2004, PA-03/29/2004, TN-06/29/2004, TX-01/01/1992 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV