BASON ASSET MANAGEMENT
Latest filing: Feb 19, 2025 (164 days ago)
AUM
$700,595,332
13% change vs. 1 year ago
19% change vs. 3 years ago
111% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
2
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LAKEWOOD, CO
355 S. TELLER ST., LAKEWOOD, CO, UNITED STATES, 80226
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.0 |
| Total | $0.7 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 42 | $0.0 |
| Average Individual AUM | $803,285 | |
| HNW | 107 | $0.7 |
| Average HNW AUM | $6,144,183 | |
| Retail Total | 149 | $0.7 |
| Average Retail AUM | $4,638,695 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 11% | $0.1 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 84% | $0.6 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAMES OSBORNE | LAKEWOOD | CO | S63|2005-03-12|S65|2007-02-23 | CERTIFIED FINANCIAL PLANNER | |||||
| MCKENZIE EBBESEN | LAKEWOOD | CO | S63|2009-08-31 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.7 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $0.7 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.1 | 13% | 2 | 0 | 0% |
| 2023-04-04 | $0.6 | $0.1 | 22% | 2 | 0 | 0% |
| 2022-04-01 | $0.6 | $0.1 | 19% | 2 | 0 | 0% |
| 2021-04-05 | $0.4 | $0.3 | 59% | 2 | 0 | 0% |
| 2020-04-01 | $0.3 | $0.4 | 111% | 2 | 0 | 0% |
| 2019-04-01 | $0.2 | $0.5 | 194% | 2 | 0 | 0% |
| 2018-04-02 | $0.2 | $0.5 | 237% | 1 | 1 | 100% |
| 2017-04-01 | $0.2 | $0.5 | 340% | 1 | 1 | 100% |
| 2016-04-01 | $0.1 | $0.6 | 548% | 1 | 1 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CO, CA-01/03/2018, CO-02/12/2016, NC-01/03/2018, NE-05/10/2019, TX-02/12/2016, WV-09/01/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV