AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
17 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NORMAN HAUGEN | BELLEVUE | WA | S65|2002-03-07 | ||||||
| STEIN LARSEN | BELLEVUE | WA | S65|2002-03-07 | ||||||
| MICHAEL SCHMIDT | BELLEVUE | WA | S65|2008-10-30 | ||||||
| KIM TENNICAN | BELLEVUE | WA | S65|2002-02-07 | ||||||
| STEVEN PETERSON | BELLEVUE | WA | S65|2021-01-21 | ||||||
| MATTHEW GOODWIN | BELLEVUE | WA | CERTIFIED FINANCIAL PLANNER | ||||||
| ERIC CURTISS | BELLEVUE | WA | S65|2012-11-06 | ||||||
| JENNIFER LILLY | BELLEVUE | WA | S65|2008-09-19 | ||||||
| JEFFREY REED | BELLEVUE | WA | S65|2008-05-23 | ||||||
| DAVID ROGIERS | BELLEVUE | WA | S65|2021-01-20 | ||||||
| GREGORY PORTER | BELLEVUE | WA | S65|2001-09-13 | ||||||
| RICHARD DEGROOT | BELLEVUE | WA | CERTIFIED FINANCIAL PLANNER | ||||||
| NICOLE WRIGHT | BELLEVUE | WA | S65|2020-01-10 | ||||||
| DAVID BERTHON | BELLEVUE | WA | S65|2009-08-07 | ||||||
| JOHN LAUNCEFORD | BELLEVUE | WA | S65|2001-10-22 | ||||||
| ROBERT BERNTSON | BELLEVUE | WA | S65|2001-10-24 | ||||||
| MARY ACTOR | BELLEVUE | WA | S65|2008-10-03 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ-09/13/2018, CA-06/07/2007, HI-09/06/2023, IA-10/31/2018, MA-03/05/2013, MT-02/05/2020, OR-05/13/2025, WA-10/02/2001 |
| ADVISER ACTIVITIES |
|
MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV