AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $45.1 |
| Non-Discretionary | $0.0 |
| Total | $45.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $45.1 |
| Institutional | $0.0 |
| Total | $45.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| THE BESSEMER GROUP, INCORPORATED | $0.0 | - | |
| BESSEMER TRUST COMPANY (CAYMAN) LIMITED | $0.0 | - | |
| BESSEMER TRUST COMPANY OF CALIFORNIA, N.A. | $0.0 | trust company | - |
| BESSEMER INVESTOR SERVICES, INC. | $0.0 | broker-dealer | 17442 |
| BESSEMER TRUST COMPANY NATIONAL ASSOCIATION | $0.0 | - | |
| BESSEMER TRUST COMPANY | $0.0 | - | |
| BESSEMER TRUST COMPANY OF DELAWARE, N.A. | $0.0 | trust company | - |
| BESSEMER TRUST COMPANY OF FLORIDA | $0.0 | trust company | - |
| BESSEMER TRUST COMPANY OF NEVADA, NATIONAL ASSOCIATION | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| STERN, MARC, DAVID | DIRECTOR |
| GARCIA, YVETTE, MARIE | SECRETARY/MANAGING DIRECTOR/DIRECTOR |
| MACDONALD, HOLLY, HUFFMAN | PRESIDENT |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER |
| HEILBORN, ALLISON, DIANA | MANAGING DIRECTOR/TREASURER/DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $45.1 | $0.0 | 0% | 69 | 0 | 0% |
| 2025-04-21 | $45.1 | $0.0 | 0% | 69 | 0 | 0% |
| 2024-04-02 | $41.9 | $3.2 | 8% | 65 | 4 | 6% |
| 2023-04-04 | $37.6 | $7.5 | 20% | 64 | 5 | 8% |
| 2022-04-01 | $48.3 | -$3.2 | -7% | 60 | 9 | 15% |
| 2021-04-05 | $40.2 | $5.0 | 12% | 61 | 8 | 13% |
| 2020-04-01 | $37.7 | $7.4 | 20% | 60 | 9 | 15% |
| 2019-04-01 | $32.0 | $13.2 | 41% | 65 | 4 | 6% |
| 2018-04-02 | $34.6 | $10.5 | 30% | 63 | 6 | 10% |
| 2017-04-01 | $30.8 | $14.4 | 47% | 61 | 8 | 13% |
| 2016-04-01 | $28.1 | $17.0 | 60% | 55 | 14 | 25% |
| 2015-04-01 | $29.9 | $15.3 | 51% | 59 | 10 | 17% |
| 2014-04-01 | $26.0 | $19.1 | 74% | 53 | 16 | 30% |
| 2013-04-01 | $20.5 | $24.7 | 120% | 47 | 22 | 47% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-03/06/2015 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV