AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 11 | $0.0 |
| Average Individual AUM | $73,091 | |
| HNW | 99 | $0.1 |
| Average HNW AUM | $1,160,505 | |
| Retail Total | 110 | $0.1 |
| Average Retail AUM | $1,051,764 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $0.0 |
| COMERICA SECURITIES,INC. | DETROIT-MI-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 73% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 11% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 5% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHARLES HELME | NEW YORK | NY | S63|1997-07-29|S65|1998-07-20 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 4% | 2 | 0 | 0% |
| 2023-04-04 | $0.1 | $0.0 | 1% | 2 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | 32% | 2 | 0 | 0% |
| 2021-04-05 | $0.1 | $0.0 | 48% | 2 | 0 | 0% |
| 2020-04-01 | $0.1 | $0.0 | 48% | 2 | 0 | 0% |
| 2019-04-01 | $0.1 | $0.0 | 21% | 2 | 0 | 0% |
| 2018-04-02 | $0.1 | $0.0 | 1% | 3 | -1 | -33% |
| 2017-04-01 | $0.1 | $0.0 | 1% | 3 | -1 | -33% |
| 2016-04-01 | $0.1 | $0.0 | 2% | 3 | -1 | -33% |
| 2015-04-01 | $0.1 | $0.0 | -5% | 2 | 0 | 0% |
| 2014-04-01 | $0.1 | $0.0 | 7% | 2 | 0 | 0% |
| 2013-04-01 | $0.1 | $0.0 | 3% | 2 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-01/09/2020, CT-01/09/2020, FL-01/07/2010, NY-01/09/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV