AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.3 |
Non-Discretionary | $0.0 |
Total | $0.3 |
Client | AUM |
---|---|
Retail | $0.3 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 110 | $0.0 |
Average Individual AUM | $211,326 | |
HNW | 142 | $0.3 |
Average HNW AUM | $1,877,303 | |
Retail Total | 252 | $0.3 |
Average Retail AUM | $1,150,091 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.3 |
Retail SMA AUM | $0.3 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 43% | $0.1 |
Equity Non-Exch | 2% | $0.0 |
Govt Agency | 7% | $0.0 |
Municipal | 3% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 16% | $0.1 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 22% | $0.1 |
Other Pools | 2% | $0.0 |
Cash | 5% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
7 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
CHRISTOPHER NEI | THIENSVILLE | WI | S66|2006-06-12 | ||||||
SUSAN BROUSSEAU | THIENSVILLE | WI | S63|1984-10-03|S66|2003-01-02 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
KEVIN PERLBERG | THIENSVILLE | WI | S63|1987-03-10 | CERTIFIED FINANCIAL PLANNER | |||||
MATTHEW KRUELLE | THIENSVILLE | WI | S63|2019-08-09|S66|2020-09-29 | ||||||
THOMAS KUEHT | THIENSVILLE | WI | S63|1982-10-05|S65|2005-12-20 | ||||||
DONALD TENDICK | THIENSVILLE | WI | S63|2002-12-19|S66|2003-08-07 | CERTIFIED FINANCIAL PLANNER | |||||
NICHOLAS LAUFER | THIENSVILLE | WI | S65|2019-01-07 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-05-02 | $0.3 | $0.0 | 0% | 8 | 0 | 0% |
2025-04-21 | $0.3 | $0.0 | 0% | 8 | 0 | 0% |
2024-04-02 | $0.2 | $0.1 | 38% | 9 | -1 | -11% |
2023-04-04 | $0.2 | $0.1 | 61% | 8 | 0 | 0% |
2022-04-01 | $0.2 | $0.1 | 48% | 8 | 0 | 0% |
2021-04-05 | $0.2 | $0.1 | 69% | 8 | 0 | 0% |
2020-04-01 | $0.1 | $0.2 | 136% | 9 | -1 | -11% |
2019-04-01 | $0.1 | $0.2 | 136% | 9 | -1 | -11% |
2018-04-02 | $0.2 | $0.2 | 111% | 8 | 0 | 0% |
2017-04-01 | $0.1 | $0.2 | 128% | 8 | 0 | 0% |
2016-04-01 | $0.1 | $0.2 | 134% | 11 | -3 | -27% |
2015-04-01 | $0.1 | $0.2 | 130% | 10 | -2 | -20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
WI, AZ-03/12/2015, CO-07/21/2022, FL-06/21/2021, IL-07/26/2022, IN-06/21/2021, TX-06/21/2021, WI-03/12/2015 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
OTHER ACTIVITIES |
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV