AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 30 | $0.5 |
| Average HNW AUM | $16,764,058 | |
| Retail Total | 30 | $0.5 |
| Average Retail AUM | $16,764,058 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.3 |
| RBC CAPITAL MARKETS, LLC | NEW YORK-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 25% | $0.1 |
| Municipal | 46% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 24% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FREEDMAN, BRODER & COMPANY ACCOUNTANCY CORPORATION | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DEBRA BONSEIGNEUR | LOS ANGELES | CA | S65|2000-02-15 | ||||||
| STEPHEN MICHALSKI | LOS ANGELES | CA | S65|1999-12-11 | ||||||
| WILLIAM BRODER | LOS ANGELES | CA | S65|1999-11-22 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.5 | $0.0 | 0% | 3 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.1 | 14% | 3 | 0 | 0% |
| 2023-04-04 | $0.4 | $0.1 | 30% | 3 | 0 | 0% |
| 2022-04-01 | $0.4 | $0.1 | 24% | 3 | 0 | 0% |
| 2021-04-05 | $0.4 | $0.1 | 35% | 3 | 0 | 0% |
| 2020-04-01 | $0.4 | $0.1 | 37% | 3 | 0 | 0% |
| 2019-04-01 | $0.3 | $0.2 | 59% | 3 | 0 | 0% |
| 2018-04-02 | $0.3 | $0.2 | 55% | 3 | 0 | 0% |
| 2017-04-01 | $0.3 | $0.2 | 62% | 3 | 0 | 0% |
| 2016-04-01 | $0.3 | $0.2 | 69% | 3 | 0 | 0% |
| 2015-04-01 | $0.3 | $0.2 | 70% | 3 | 0 | 0% |
| 2014-04-01 | $0.3 | $0.2 | 84% | 3 | 0 | 0% |
| 2013-04-01 | $0.3 | $0.2 | 83% | 3 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-03/08/2000 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV