BREGAL INVESTMENTS, INC.
Latest filing: Mar 29, 2025 (57 days ago)
AUM
$25,847,352,343
0% change vs. 1 year ago
38% change vs. 3 years ago
33% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
96
0% change vs. 1 year ago
41% change vs. 3 years ago
37% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
200 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10166
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $25.8 |
| Total | $25.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $25.8 |
| Institutional | $0.0 |
| Total | $25.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BREGAL UNTERNEHMERKAPITAL AG | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL IV GENERAL PARTNER SARL | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL IV GP-MF SARL | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL IV GP FEEDER LIMITED | $0.0 | - | |
| BREGAL SAGEMOUNT IV JERSEY LIMITED | $0.0 | 325780 | |
| BREGAL SAGEMOUNT MANAGEMENT GP, LLC | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL III GP SARL | $0.0 | - | |
| BSI2 HOLD EGGPLANT, INC. | $0.0 | - | |
| BREGAL MILESTONE GENERAL PARTNER JERSEY LIMITED | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL III GP-MF SARL | $0.0 | - | |
| BREGAL GENERAL PARTNER III JERSEY LP | $0.0 | - | |
| BPEP VI-B GENERAL PARTNER JERSEY LIMITED | $0.0 | - | |
| BREGAL GENERAL PARTNER JERSEY LIMITED | $0.0 | 285886 | |
| GOOD ENERGIES GENERAL PARTNER JERSEY LIMITED | $0.0 | 285876 | |
| BREGAL CAPITAL GENERAL PARTNER JERSEY LIMITED | $0.0 | - | |
| COFRA INVESTMENTS GENERAL PARTNER LTD | $0.0 | - | |
| BREGAL SAGEMOUNT II JERSEY LIMITED | $0.0 | 285875 | |
| BREGAL PARTNERS II GENERAL PARTNER JERSEY LIMITED | $0.0 | 301346 | |
| BU ADHESIVES CO-INVESTMENT GENERAL PARTNER SARL | $0.0 | - | |
| BREGAL SAGEMOUNT III GENERAL PARTNER JERSEY LIMITED | $0.0 | 307649 | |
| BREGAL SAGEMOUNT SPAC INVESTOR GP LIMITED | $0.0 | 313826 | |
| BREGAL CAPITAL GP (UK I) LLP | $0.0 | - | |
| BREGAL SAGEMOUNT IV GENERAL PARTNER JERSEY LIMITED | $0.0 | 325779 | |
| BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II MANCO LIMITED | $0.0 | 301348 | |
| BREGAL UNTERNEHMERKAPITAL GENERAL PARTNER LIMITED | $0.0 | - | |
| BREGAL NORTH AMERICA GENERAL PARTNER JERSEY LIMITED | $0.0 | 285884 | |
| BREGAL SAGEMOUNT III JERSEY LIMITED | $0.0 | 307650 | |
| BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II GP LIMITED | $0.0 | 301347 | |
| BREGAL INVESTMENTS LLP | $0.0 | 285885 | |
| BREGAL MILESTONE II GENERAL PARTNER JERSEY LIMITED | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL II GENERAL PARTNER LIMITED | $0.0 | - | |
| BREGAL SAGEMOUNT II GENERAL PARTNER JERSEY LIMITED | $0.0 | 285882 | |
| BREGAL UNTERNEHMERKAPITAL II GENERAL PARTNER SARL | $0.0 | - | |
| BREGAL CAPITAL LLP | $0.0 | - | |
| BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II-O GP LTD | $0.0 | 301414 | |
| BU ADHESIVES CO-INVESTMENT I AND II GENERAL PARTNER SARL | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL GMBH | $0.0 | - | |
| BREGAL MILESTONE II GENERAL PARTNER SARL | $0.0 | - | |
| BREGAL UNTERNEHMERKAPITAL ESH GENERAL PARTNER SARL | $0.0 | - | |
| B.U. ITALY SRL | $0.0 | - | |
| BREGAL MILESTONE SA | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| FISHMAN, RONALD, BRUCE | TAX DIRECTOR |
| RILEY, MICHELLE, SUZANNE | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL |
| CUPIT, DWIGHT, NICHOLAS | CHIEF FINANCIAL OFFICER |
| RICHARDSON, KEVIN, JOHN | FINANCE DIRECTOR |
| WONG, AMY, NMN | FINANCE DIRECTOR |
| CARRIER, ALAIN, NMN | CHIEF EXECUTIVE OFFICER |
| SELWOOD, RYAN, T. | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $25.8 | $0.0 | 0% | 96 | 0 | 0% |
| 2025-04-21 | $25.8 | $0.0 | 0% | 96 | 0 | 0% |
| 2024-04-02 | $25.8 | $0.0 | 0% | 96 | 0 | 0% |
| 2023-04-04 | $20.2 | $5.6 | 28% | 81 | 15 | 19% |
| 2022-04-01 | $18.7 | $7.1 | 38% | 68 | 28 | 41% |
| 2021-04-05 | $21.6 | $4.2 | 19% | 68 | 28 | 41% |
| 2020-04-01 | $19.5 | $6.4 | 33% | 70 | 26 | 37% |
| 2019-04-01 | $14.8 | $11.1 | 75% | 65 | 31 | 48% |
| 2018-04-02 | $15.5 | $10.3 | 66% | 56 | 40 | 71% |
| 2017-04-01 | $12.0 | $13.9 | 115% | 49 | 47 | 96% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, NY-12/05/2016 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV