BROAD RUN INVESTMENT MANAGEMENT, LLC
Latest filing: Mar 28, 2025 (110 days ago)
AUM
$805,308,492
-4% change vs. 1 year ago
-54% change vs. 3 years ago
-69% change vs. 5 years ago
-50% change vs. 10 years ago
Employee Count
7
-12% change vs. 1 year ago
-12% change vs. 3 years ago
0% change vs. 5 years ago
40% change vs. 10 years ago
Main Office
ARLINGTON, VA
1530 WILSON BLVD, ARLINGTON, VA, UNITED STATES, 22209
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.6 |
| Institutional | $0.1 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 23 | $0.0 |
| Average Individual AUM | $351,862 | |
| HNW | 129 | $0.1 |
| Average HNW AUM | $945,852 | |
| Retail Total | 152 | $0.1 |
| Average Retail AUM | $855,972 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PNC BANK, N.A. | PITTSBURGH-PA-USA | $0.1 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
| SCM DMA (MAURITIUS) LIMITED | GRAND BAIE--MUS | $0.0 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $0.2 |
| Equity Non-Exch | 2% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
4 active
| Name | Title |
|---|---|
| MACAULEY, BRIAN, EDWARD | PORTFOLIO MANAGER/MANAGING MEMBER |
| RAINEY, DAVID, SHAFFER | PORTFOLIO MANAGER/MANAGING MEMBER |
| ROTHBERG, IRA, MITCHELL | PORTFOLIO MANAGER/MANAGING MEMBER |
| ADKINS, BRYAN, HUGHES | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN MACAULEY | ARLINGTON | VA | S63|1997-11-25 | CHARTERED FINANCIAL ANALYST | |||||
| DAVID RAINEY | ARLINGTON | VA | S63|1998-09-28 | CHARTERED FINANCIAL ANALYST | |||||
| BRYAN ADKINS | ARLINGTON | VA | CHARTERED FINANCIAL ANALYST | ||||||
| IRA ROTHBERG | ARLINGTON | VA | S65|2005-06-24 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.8 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.0 | -4% | 8 | -1 | -12% |
| 2023-04-04 | $0.9 | -$0.1 | -12% | 8 | -1 | -12% |
| 2022-04-01 | $1.8 | -$1.0 | -54% | 8 | -1 | -12% |
| 2021-04-05 | $1.6 | -$0.8 | -49% | 8 | -1 | -12% |
| 2020-04-01 | $2.6 | -$1.8 | -69% | 7 | 0 | 0% |
| 2019-04-01 | $2.3 | -$1.5 | -65% | 7 | 0 | 0% |
| 2018-04-02 | $3.3 | -$2.5 | -76% | 6 | 1 | 17% |
| 2017-04-01 | $2.8 | -$2.0 | -71% | 6 | 1 | 17% |
| 2016-04-01 | $2.3 | -$1.5 | -65% | 6 | 1 | 17% |
| 2015-04-01 | $1.6 | -$0.8 | -50% | 5 | 2 | 40% |
| 2014-04-01 | $1.5 | -$0.7 | -45% | 4 | 3 | 75% |
| 2013-04-01 | $0.8 | $0.0 | 3% | 3 | 4 | 133% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VA, CT-12/07/2022, FL-01/03/2017, GA-05/20/2013, IL-02/05/2020, LA-03/31/2022, MD-01/03/2017, NJ-03/03/2015, NY-01/03/2017, OH-01/03/2017, PA-03/29/2018, TX-05/02/2013, VA-10/29/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV