AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 86 | $0.0 |
| Average Individual AUM | $406,757 | |
| HNW | 124 | $0.4 |
| Average HNW AUM | $3,495,952 | |
| Retail Total | 210 | $0.5 |
| Average Retail AUM | $2,230,853 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 83% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GRANT ITOKAZU | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOSEPH WELLS | OAKLAND | CA | S66|2002-01-07 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| ROBERT WELLS | OAKLAND | CA | CHARTERED FINANCIAL ANALYST | ||||||
| DANIEL BEATTY | OAKLAND | CA | |||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.6 | $0.0 | 0% | 8 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.0 | 5% | 4 | 4 | 100% |
| 2023-04-04 | $0.5 | $0.1 | 17% | 4 | 4 | 100% |
| 2022-04-01 | $0.6 | $0.0 | 5% | 4 | 4 | 100% |
| 2021-04-05 | $0.5 | $0.1 | 13% | 4 | 4 | 100% |
| 2020-04-01 | $0.5 | $0.1 | 24% | 4 | 4 | 100% |
| 2019-04-01 | $0.4 | $0.2 | 44% | 3 | 5 | 167% |
| 2018-04-02 | $0.4 | $0.2 | 43% | 3 | 5 | 167% |
| 2017-04-01 | $0.4 | $0.2 | 67% | 3 | 5 | 167% |
| 2016-04-01 | $0.3 | $0.3 | 76% | 2 | 6 | 300% |
| 2015-04-01 | $0.3 | $0.3 | 84% | 2 | 6 | 300% |
| 2014-04-01 | $0.3 | $0.3 | 94% | 2 | 6 | 300% |
| 2013-04-01 | $0.3 | $0.3 | 123% | 2 | 6 | 300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-08/27/1985, TX-02/24/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
ACCOUNTING FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV