BROOKFIELD PUBLIC SECURITIES GROUP LLC

Latest filing: Mar 31, 2025 (48 days ago)
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AUM

$48,286,884,607
123% change vs. 1 year ago
129% change vs. 3 years ago
234% change vs. 5 years ago
174% change vs. 10 years ago

Employee Count

113
-4% change vs. 1 year ago
-7% change vs. 3 years ago
-19% change vs. 5 years ago
-16% change vs. 10 years ago

Main Office

NEW YORK, NY
BROOKFIELD PLACE, NEW YORK, NY, UNITED STATES, 10281-1023

Client AUM

Discretion AUM
Discretionary $48.2
Non-Discretionary $0.0
Total $48.3
Client AUM
Retail $0.6
Pooled $16.5
Institutional $31.2
Total $48.3
Retail Accounts AUM
Individual 287 $0.2
Average Individual AUM $728,799
HNW 12 $0.4
Average HNW AUM $33,391,891
Retail Total 299 $0.6
Average Retail AUM $2,039,692

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $4.9
THE NORTHERN TRUST CORP CHICAGO-IL-USA $1.5
CIBC MELLON TORONTO--CAN $1.5
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $1.2
ROYAL BANK OF CANADA TORONTO--CAN $0.8
BNP PARIBAS SECURITIES CORP. NEW YORK-NY-USA $0.3
HSBC NEW YORK-NY-USA $0.1
U.S. BANK MILWAUKEE-WI-USA $0.1
MORGAN STANLEY NEW YORK-NY-USA $0.1
WELLS FARGO NEW YORK-NY-USA $0.0
CFSB NEW YORK-NY-USA $0.0
UBS NEW YORK-NY-USA $0.0
FIDELITY NEW YORK-NY-USA $0.0
NOMURA LUXEMBOURG LUXEMBOURG--LUX $0.0
RAYMOND JAMES NEW YORK-NY-USA $0.0
PERSHING LLC JERSEY CITY-NJ-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $31.8
Retail SMA AUM $0.6
Institutional SMA AUM $31.2
Asset Class % AUM
Equity Exch 13% $4.1
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 6% $1.9
Sovereign 0% $0.0
IG Credit 77% $24.5
HY Credit 2% $0.6
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 1% $0.3
Other 1% $0.3
Total 100% $31.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
OAKTREE CAPITAL MANAGEMENT, L.P. $171.0 106793
BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP $124.1 151605
BROOKFIELD ASSET MANAGEMENT PIC US, LLC $92.3 151599
BROOKFIELD ASSET MANAGEMENT INSURANCE ADVISOR LLC $92.2 312792
BROOKFIELD RENEWABLE ENERGY GROUP LLC $87.7 316590
BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P. $72.9 171207
OAKTREE FUND ADVISORS, LLC $11.6 290193
BROOKFIELD ASSET MGMT PRIVATE INST CAPITAL ADVISER (CREDIT), LLC $0.8 170811
BROOKFIELD ASSET MANAGEMENT PIC BMG, LLC $0.4 312797
BROOKFIELD INVESTMENT MANAGEMENT (CANADA) ULC $0.0 -
CRYSTAL RIVER CAPITAL ADVISERS LLC $0.0 -
BROOKFIELD PRIVATE ADVISORS LLC $0.0 broker-dealer 151423
SERA GLOBAL SECURITIES UK LP $0.0 broker-dealer -
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC $0.0 broker-dealer 313390
SERA GLOBAL SECURITIES CANADA LP $0.0 broker-dealer -
SERA GLOBAL SECURITIES US LLC $0.0 broker-dealer 283339
BROOKFIELD BHS ADVISORS (UK) LIMITED $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
LEVI, DAVID, WILLIAM CHIEF EXECUTIVE OFFICER
HURLEY, BRIAN, FITZGERALD GENERAL COUNSEL
HOURIHAN, BRIAN, THOMAS CHIEF COMPLIANCE OFFICER AND REGULATORY COUNSEL

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-04-21 $48.3 $0.0 0% 113 0 0%
2024-04-02 $21.7 $26.6 123% 118 -5 -4%
2023-04-04 $22.0 $26.3 120% 126 -13 -10%
2022-04-01 $21.1 $27.2 129% 121 -8 -7%
2021-04-05 $17.4 $30.9 178% 145 -32 -22%
2020-04-01 $14.4 $33.8 234% 140 -27 -19%
2019-04-01 $13.1 $35.2 268% 139 -26 -19%
2018-04-02 $16.3 $32.0 196% 150 -37 -25%
2017-04-01 $10.3 $38.0 368% 122 -9 -7%
2016-04-01 $16.5 $31.7 192% 140 -27 -19%
2015-04-01 $17.6 $30.6 174% 135 -22 -16%
2014-04-01 $19.8 $28.5 144% 135 -22 -16%
2013-04-01 $15.4 $32.9 214% 155 -42 -27%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-03/31/2017, AL-03/29/2019, AR-03/29/2019, AZ-03/29/2019, CA-03/30/2016, CO-03/29/2019, CT-03/31/2017, DC-03/29/2019, DE-03/30/2012, FL-03/29/2019, GA-03/29/2019, HI-03/29/2019, IA-03/29/2019, ID-03/29/2019, IL-08/14/2012, IN-03/29/2019, KS-03/29/2019, KY-03/29/2019, LA-03/29/2019, MA-03/30/2016, MD-03/30/2012, ME-03/29/2019, MI-03/29/2019, MN-03/29/2019, MO-03/29/2019, MS-03/29/2019, MT-03/29/2019, NC-03/29/2019, ND-03/29/2019, NE-03/29/2019, NH-03/29/2019, NJ-04/26/2019, NM-03/29/2019, NV-03/29/2019, NY-03/30/2012, OH-03/29/2019, OK-03/29/2019, OR-03/29/2019, PA-03/29/2019, PR-03/29/2019, RI-03/29/2019, SC-03/29/2019, SD-03/29/2019, TN-03/29/2019, TX-03/30/2016, UT-03/29/2019, VA-03/29/2019, VI-03/29/2019, VT-03/29/2019, WA-03/29/2019, WI-03/29/2019, WV-03/29/2019, WY-03/31/2025
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV