AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $24.9 |
| Non-Discretionary | $0.0 |
| Total | $24.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $24.9 |
| Institutional | $0.0 |
| Total | $24.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | $0.0 | trust company | 104487 |
| BROWN BROTHERS HARRIMAN INVESTMENTS, LLC | $0.0 | broker-dealer | 282732 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
49 active
| Name | Title |
|---|---|
| KLOTZ, RADFORD, WERNER | PARTNER |
| SCHOENFELD, JEFFREY, ALAN | PARTNER |
| WITMER, RICHARD, HOWELL | PARTNER |
| SCHREIBER, CHARLES, H | CHIEF FINANCIAL OFFICER AND CHIEF ADMINISTRATION OFFICER |
| BODMAN, TAYLOR, STOCKWELL | PARTNER |
| DONAHUE, DOUGLAS, AIDAN | PARTNER |
| TUCKER, ANDREW, JAMES FRANCIS | PARTNER |
| LIVINGSTON, SUSAN, CLARK | PARTNER |
| LYNCH, HAMPTON, SIMPSON | PARTNER |
| SULLIVAN, WILLIAM, CARTER | PARTNER |
| TYREE, WILLIAM, BROPHY | PARTNER |
| WHELAN, WILLIAM, JOSEPH | PARTNER |
| IZARD, CHARLES, OWEN | PARTNER |
| NAGAHISA, YUKINORI, NMN | PARTNER |
| BERK, THOMAS, ERIC | PARTNER |
| GEORGE, KATHRYN, CAROLYN | PARTNER |
| VELEZ, MAROA, DEL CARMEN | PARTNER |
| COOK, GEOFFREY, MACKENZIE | PARTNER |
| STONE, KEVIN, W | PARTNER |
| PAIRCEIR, SEAN, NMN | PARTNER |
| MESKIN, JEFFREY, BRYAN | PARTNER |
| REMONDI, CHRISTOPHER, CHARLES | PARTNER |
| HOFER, ANDREW, PAUL | TAXABLE FIXED INCOME MANAGER |
| STEIER, GREGORY, SCOTT | TAX-EXEMPT FIXED INCOME MANAGER |
| CREPIN, JEAN MARC | PARTNER |
| GALLAGHER, PAUL, FRANCIS | CHIEF COMPLIANCE OFFICER |
| KERR, ANITA, KARKHANIS | CHIEF OPERATING OFFICER |
| GREIFENKAMP, DANIEL, JOSEPH | PRESIDENT |
| D'ANGELO, VINCENT, G | CHIEF RISK OFFICER |
| CLEMONS, GAVIN, SCOTT | PARTNER |
| BRENNER, SUZANNE, ELIZABETH | PARTNER |
| GORDON, LORRIE, LYNN | PARTNER |
| MCDONALD, MICHAEL, JAMES | PARTNER |
| CARLOTTI, VALENTINO, DINO | PARTNER |
| SONOBE, NORIYASU, NMN | PARTNER |
| KALLASH, HOUDA, LEENA | CHIEF LEGAL OFFICER |
| HARRIS, TIMOTHY, FENN | EQUITY MANAGER |
| DAVIS, THOMAS, JAMES | PARTNER |
| GOTHARD, CHRISTOPHER, NEIL AVERILL | PARTNER |
| REED, JUSTIN, V. | PARTNER |
| HILL, SCOTT, R. | EQUITY MANAGER |
| BRUNET, CHRISTIAN, MICHAEL | PARTNER |
| CAPAY, HILARY, MARTELL | PARTNER |
| FOLEY, ORLA, E | PARTNER |
| HOHMANN, NEIL, M | PARTNER |
| HYDER, WILLIAM, HAMPTON | PARTNER |
| LANGER, BRADLEY, M | PARTNER |
| KUNZ, PAUL, EDMUND | TAXABLE FIXED INCOME MANAGER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $24.9 | $0.0 | 0% | 71 | 0 | 0% |
| 2025-04-21 | $24.9 | $0.0 | 0% | 71 | 0 | 0% |
| 2024-04-02 | $20.6 | $4.3 | 21% | 74 | -3 | -4% |
| 2023-04-04 | $18.2 | $6.7 | 37% | 67 | 4 | 6% |
| 2022-04-01 | $24.3 | $0.6 | 3% | 70 | 1 | 1% |
| 2021-04-05 | $18.1 | $6.8 | 37% | 69 | 2 | 3% |
| 2020-04-01 | $14.2 | $10.7 | 75% | 69 | 2 | 3% |
| 2019-04-01 | $12.6 | $12.4 | 98% | 66 | 5 | 8% |
| 2018-04-02 | $14.4 | $10.6 | 74% | 67 | 4 | 6% |
| 2017-04-01 | $13.5 | $11.4 | 84% | 72 | -1 | -1% |
| 2016-04-01 | $11.9 | $13.0 | 109% | 68 | 3 | 4% |
| 2015-04-01 | $14.1 | $10.8 | 76% | 78 | -7 | -9% |
| 2014-04-01 | $12.8 | $12.1 | 95% | 64 | 7 | 11% |
| 2013-04-01 | $9.6 | $15.3 | 160% | 53 | 18 | 34% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-02/03/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR BANK |
ADVDB.CO • SOURCE: SEC FORM ADV