AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.0 |
| Non-Discretionary | $0.0 |
| Total | $3.0 |
| Client | AUM |
|---|---|
| Retail | $2.7 |
| Pooled | $0.0 |
| Institutional | $0.3 |
| Total | $3.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 486 | $0.2 |
| Average Individual AUM | $343,305 | |
| HNW | 515 | $2.5 |
| Average HNW AUM | $4,932,033 | |
| Retail Total | 1,001 | $2.7 |
| Average Retail AUM | $2,704,139 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.3 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.9 |
| SEI PRIVATE TRUST COMPANY | OAKS-PA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.0 |
| Retail SMA AUM | $2.7 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 38% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $0.2 |
| Municipal | 2% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 40% | $1.2 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $3.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WSFS WEALTH MANAGEMENT, LLC | $0.0 | - | |
| THE BRYN MAWR TRUST COMPANY OF DELAWARE | $0.0 | trust company | - |
| WILMINGTON SAVINGS FUND SOCIETY, F.S.B. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| BACCI, ARTHUR, JOHN | CHAIRMAN OF THE BOARD |
| CLARK, STEPHEN, PAUL | BOARD MEMBER |
| SCHNEIDER, ROBERT, JOSEPH | PRESIDENT |
| SPANGLER, GARRETT, COLE | BOARD MEMBER |
| CUNNINGHAM, DONNA, M | CHIEF COMPLIANCE OFFICER |
| PETRUCCI, STEPHEN | BOARD MEMBER |
| HOPKINS, JAMIE, PATRICK | CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
38 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| QUIAUNNA POWELL | PHILADELPHIA | PA | S63|2023-09-01|S65|2024-02-23 | ||||||
| DAVID NAVARRO | PHILADELPHIA | PA | S63|2001-08-04|S66|2017-02-02 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAEL PAREGIAN | PHILADELPHIA | PA | S63|2002-04-02|S65|1999-04-05 | CERTIFIED FINANCIAL PLANNER | |||||
| JACQUELYN BLUE | PHILADELPHIA | PA | S63|2003-10-03|S65|2019-08-23 | ||||||
| DONNA CUNNINGHAM | PHILADELPHIA | PA | S63|2004-03-31|S65|2006-08-18|S66|2016-05-24 | ||||||
| GARRETT SPANGLER | PHILADELPHIA | PA | S66|2002-09-11 | ||||||
| ANDREW BASS | PHILADELPHIA | PA | S65|2024-01-29 | ||||||
| MAGDALENA DOBROWOLSKA | PHILADELPHIA | PA | S65|2015-03-28 | ||||||
| JOSEPH FUREY | PHILADELPHIA | PA | S63|2016-07-12 | CERTIFIED FINANCIAL PLANNER | |||||
| SETH DADDS | PHILADELPHIA | PA | S63|1997-12-29|S66|2005-03-08 | CHARTERED FINANCIAL ANALYST | |||||
| ERIK O'NEAL | PHILADELPHIA | PA | S66|2009-12-07 | CERTIFIED FINANCIAL PLANNER | |||||
| ROBERT SCHNEIDER | PHILADELPHIA | PA | S63|1993-12-14|S65|1998-12-14 | ||||||
| ANDREW KEEFER | PHILADELPHIA | PA | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | ||||||
| KELLY WELLBORN | PHILADELPHIA | PA | S65|2001-05-21 | CERTIFIED FINANCIAL PLANNER | |||||
| SONY MATHEW | PHILADELPHIA | PA | S63|2017-09-20|S65|2019-10-05 | ||||||
| ADAM RIEGER | PHILADELPHIA | PA | CHARTERED FINANCIAL ANALYST | ||||||
| CADE REED | PHILADELPHIA | PA | S65|2024-04-12 | ||||||
| STEPHEN BIGGIN | PHILADELPHIA | PA | CHARTERED FINANCIAL ANALYST | ||||||
| ELLEN SHEA | PHILADELPHIA | PA | S63|1984-12-27|S66|2017-10-06 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| ANDREW DAVIS | PHILADELPHIA | PA | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $3.0 | $0.0 | 0% | 59 | 0 | 0% |
| 2025-04-21 | $3.0 | $0.0 | 0% | 59 | 0 | 0% |
| 2024-04-02 | $3.0 | $0.0 | -1% | 50 | 9 | 18% |
| 2023-04-04 | $1.8 | $1.2 | 64% | 34 | 25 | 74% |
| 2022-04-01 | $1.0 | $2.1 | 214% | 17 | 42 | 247% |
| 2021-04-05 | $0.8 | $2.3 | 298% | 16 | 43 | 269% |
| 2020-04-01 | $0.8 | $2.2 | 279% | 14 | 45 | 321% |
| 2019-04-01 | $0.7 | $2.3 | 321% | 13 | 46 | 354% |
| 2018-04-02 | $0.9 | $2.2 | 250% | 14 | 45 | 321% |
| 2017-04-01 | $0.8 | $2.2 | 284% | 17 | 42 | 247% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| PA, CA-10/18/2016, CO-01/07/2021, CT-01/07/2021, DC-03/26/2024, DE-10/06/2016, FL-10/18/2016, MA-01/03/2023, MD-03/30/2020, ME-03/26/2024, MN-03/30/2020, NC-03/26/2024, NH-01/07/2021, NJ-10/27/2016, NY-10/18/2016, OH-03/26/2024, PA-10/14/2016, SC-03/26/2024, TX-10/18/2016, VA-10/18/2016, WA-03/26/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV