CAERUS INVESTMENT ADVISORS, LLC
Latest filing: Mar 14, 2025 (81 days ago)
AUM
$194,550,948
-6% change vs. 1 year ago
-5% change vs. 3 years ago
11% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
6
20% change vs. 1 year ago
20% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
,
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.1 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.1 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 17 | $0.0 |
| Average Individual AUM | $148,212 | |
| HNW | 96 | $0.1 |
| Average HNW AUM | $1,336,843 | |
| Retail Total | 113 | $0.1 |
| Average Retail AUM | $1,158,022 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| TRADE-PMR INC. | GAINESVILLE-FL-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 37% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 10% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 25% | $0.0 |
| Other Pools | 26% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| VERONIKA CAGGIA | WEST LAKE HILLS | TX | S66|2017-10-26 | ||||||
| MICHAEL CHEUNG | WEST LAKE HILLS | TX | S66|2010-08-31 | ||||||
| DANIEL SEO | WEST LAKE HILLS | TX | S63|2009-06-26|S65|2021-12-20 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.2 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | -6% | 5 | 1 | 20% |
| 2023-04-04 | $0.2 | $0.0 | -5% | 5 | 1 | 20% |
| 2022-04-01 | $0.2 | $0.0 | -5% | 5 | 1 | 20% |
| 2021-04-05 | $0.2 | $0.0 | -12% | 4 | 2 | 50% |
| 2020-04-01 | $0.2 | $0.0 | 11% | 6 | 0 | 0% |
| 2019-04-01 | $0.2 | $0.0 | 29% | 4 | 2 | 50% |
| 2018-04-02 | $0.1 | $0.1 | 55% | 2 | 4 | 200% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA-04/13/2017, CT-03/06/2025, FL-02/28/2020, NV-02/17/2023, NY-04/13/2017, TX-04/13/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV