CANOPY WEALTH MANAGEMENT
Latest filing: Feb 18, 2025 (140 days ago)
AUM
$1,474,786,629
15% change vs. 1 year ago
26% change vs. 3 years ago
150% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
20
-5% change vs. 1 year ago
0% change vs. 3 years ago
67% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MIDDLETON, WI
8215 GREENWAY BOULEVARD, MIDDLETON, WI, UNITED STATES, 53562
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.2 |
| Total | $1.5 |
| Client | AUM |
|---|---|
| Retail | $1.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 574 | $0.2 |
| Average Individual AUM | $414,195 | |
| HNW | 401 | $1.2 |
| Average HNW AUM | $3,040,856 | |
| Retail Total | 975 | $1.5 |
| Average Retail AUM | $1,494,494 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.5 |
| Retail SMA AUM | $1.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $0.1 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 80% | $1.2 |
| Other Pools | 3% | $0.0 |
| Cash | 6% | $0.1 |
| Other | 0% | $0.0 |
| Total | 103% | $1.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| MOOSHERR, ERNEST, PATRICK | CHIEF EXECUTIVE OFFICER, MEMBER |
| RAETHER, ERIC, DAVID | PRESIDENT, MEMBER |
| MUEHL, DAVID, MICHAEL | MEMBER |
| WING, CHAD, FREDERICK | VICE PRESIDENT, MEMBER |
| BUCHANAN, MARK, GREGORY | CHIEF COMPLIANCE OFFICER/COO |
ADVDB.CO • SOURCE: SEC
Representatives
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN KOPP | MIDDLETON | WI | S63|2007-01-10|S66|2010-05-27 | ||||||
| CHAD WING | MIDDLETON | WI | S66|2001-07-26 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| DAVID MUEHL | MIDDLETON | WI | S66|2002-11-21 | ||||||
| ERNEST MOOSHERR | MIDDLETON | WI | S63|1988-07-19|S65|1999-12-10 | CHARTERED FINANCIAL CONSULTANT | |||||
| MELODIE ACE | MIDDLETON | WI | S63|2001-09-04|S66|2007-01-08 | CHARTERED FINANCIAL CONSULTANT | |||||
| KELLY MEYER | MIDDLETON | WI | S63|2014-07-24|S66|2016-10-26 | ||||||
| REYN EICHENLAUB | MIDDLETON | WI | S65|2022-04-25 | ||||||
| JOSEPH MAYONE | MIDDLETON | WI | S63|2017-12-29|S65|2018-10-08 | ||||||
| MARK BUCHANAN | MIDDLETON | WI | S63|2016-04-04 | CERTIFIED FINANCIAL PLANNER | |||||
| DUSTIN BRUTTON | MIDDLETON | WI | S63|2008-06-27|S65|2013-08-19 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| JOHNATHON CAMPION | MIDDLETON | WI | S63|2018-11-12|S65|2022-07-07 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIC RAETHER | MIDDLETON | WI | S63|1994-06-10|S65|2002-05-09 | CERTIFIED FINANCIAL PLANNER | |||||
| DREW KOOTMAN | MIDDLETON | WI | S66|2012-02-21|S63|2017-08-29 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.5 | $0.0 | 0% | 20 | 0 | 0% |
| 2025-04-21 | $1.5 | $0.0 | 0% | 20 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.2 | 15% | 21 | -1 | -5% |
| 2023-04-04 | $1.1 | $0.4 | 37% | 22 | -2 | -9% |
| 2022-04-01 | $1.2 | $0.3 | 26% | 20 | 0 | 0% |
| 2021-04-05 | $0.7 | $0.8 | 106% | 13 | 7 | 54% |
| 2020-04-01 | $0.6 | $0.9 | 150% | 12 | 8 | 67% |
| 2019-04-01 | $0.6 | $0.9 | 153% | 8 | 12 | 150% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WI, AR-08/02/2018, AZ-03/01/2019, CA-08/02/2018, CO-03/01/2019, FL-08/02/2018, IL-06/07/2021, IN-03/01/2019, MD-08/02/2018, MI-08/02/2018, MN-03/01/2019, NE-08/02/2018, NH-11/20/2024, NM-02/18/2025, NY-07/28/2020, OH-08/02/2018, PA-07/28/2020, SC-03/01/2019, TX-08/02/2018, UT-04/17/2024, VA-03/01/2019, WI-08/02/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV