CAPITA FINANCIAL NETWORK, LLC
Latest filing: Mar 12, 2025 (49 days ago)
AUM
$1,849,625,913
27% change vs. 1 year ago
48% change vs. 3 years ago
226% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
52
30% change vs. 1 year ago
86% change vs. 3 years ago
225% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
DRAPER, LA
14658 S. BANGERTER PKWY, DRAPER, LA, UNITED STATES, 84020
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.8 |
| Non-Discretionary | $0.0 |
| Total | $1.8 |
| Client | AUM |
|---|---|
| Retail | $1.8 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,103 | $0.9 |
| Average Individual AUM | $418,255 | |
| HNW | 458 | $1.0 |
| Average HNW AUM | $2,117,984 | |
| Retail Total | 2,561 | $1.8 |
| Average Retail AUM | $722,228 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.8 |
| Retail SMA AUM | $1.8 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| LITTLEDIKE, MICHAEL, BOOTH | MANAGING MEMBER, ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER, ELECTED MANAGER |
| LITTLEDIKE, BRITNEY | MANAGING MEMBER |
| CALL, ZACCARY, SPENCER | PRESIDENT AND SECRETARY |
| WATKO, SCOTT, ALFRED | CHIEF COMPLIANCE OFFICER |
| MYERS, CASSANDRA, COSSLETT | CHIEF OPERATIONS OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
19 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL LITTLEDIKE | SANDY | UT | S65|2011-06-04 | ||||||
| ALISON DREWS | SANDY | UT | S65|2023-03-10 | ||||||
| BROCK ANDERSEN | SANDY | UT | S63|2016-09-19|S65|2023-03-03 | ||||||
| ZACCARY CALL | SANDY | UT | S63|2007-11-10|S66|2009-09-10 | CERTIFIED FINANCIAL PLANNER | |||||
| TYLER WILLIAMSON | SANDY | UT | S65|2015-06-23 | ||||||
| JOSHUA SCOTT | SANDY | UT | S65|2018-03-27 | ||||||
| JAYSON MCGINNIS | SANDY | UT | S63|2008-01-29|S66|2011-06-21 | ||||||
| TYSON WILLIAMSON | SANDY | UT | S65|2020-05-15 | ||||||
| TYLER SCHENK | SANDY | UT | S65|2022-03-14 | ||||||
| JOSEPH KENT | SANDY | UT | S65|2021-05-29 | ||||||
| TIMOTHY GOTTFREDSON | SANDY | UT | S63|2008-08-11 | CERTIFIED FINANCIAL PLANNER | |||||
| BARTON WAGSTAFF | SANDY | UT | S66|2012-09-14 | CERTIFIED FINANCIAL PLANNER | |||||
| RICHARD GURR | SANDY | UT | S63|1998-06-15|S66|2007-09-26 | CERTIFIED FINANCIAL PLANNER | |||||
| CASSANDRA MYERS | SANDY | UT | S65|2020-06-08 | ||||||
| TANNER SMITH | SANDY | UT | S65|2022-03-11 | ||||||
| ZACHARY GEERTSEN | SANDY | UT | S63|2010-09-24|S66|2015-05-20 | CERTIFIED FINANCIAL PLANNER | |||||
| TYSON LONG | SANDY | UT | S63|2011-09-03|S66|2014-06-07 | CERTIFIED FINANCIAL PLANNER | |||||
| RINAR ERICKSON | SANDY | UT | S63|1998-06-15|S66|2001-08-24 | CERTIFIED FINANCIAL PLANNER | |||||
| LAURA WILCOX | SANDY | UT | S65|2020-08-26 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $1.8 | $0.0 | 0% | 52 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.4 | 27% | 40 | 12 | 30% |
| 2023-04-04 | $1.2 | $0.7 | 59% | 31 | 21 | 68% |
| 2022-04-01 | $1.2 | $0.6 | 48% | 28 | 24 | 86% |
| 2021-04-05 | $0.8 | $1.0 | 125% | 19 | 33 | 174% |
| 2020-04-01 | $0.6 | $1.3 | 226% | 16 | 36 | 225% |
| 2019-04-01 | $0.3 | $1.5 | 438% | 13 | 39 | 300% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 5 | 47 | 940% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| LA-02/08/2025 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV