CAPITAL ADVISORS, INC.
Latest filing: Mar 14, 2025 (83 days ago)
AUM
$6,146,880,645
12% change vs. 1 year ago
40% change vs. 3 years ago
117% change vs. 5 years ago
311% change vs. 10 years ago
Employee Count
60
2% change vs. 1 year ago
11% change vs. 3 years ago
71% change vs. 5 years ago
233% change vs. 10 years ago
Main Office
TULSA, OK
2222 SOUTH UTICA PLACE, TULSA, OK, UNITED STATES, 74114
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.1 |
| Non-Discretionary | $0.0 |
| Total | $6.1 |
| Client | AUM |
|---|---|
| Retail | $5.4 |
| Pooled | $0.1 |
| Institutional | $0.6 |
| Total | $6.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,663 | $1.7 |
| Average Individual AUM | $1,024,491 | |
| HNW | 1,407 | $3.7 |
| Average HNW AUM | $2,661,995 | |
| Retail Total | 3,070 | $5.4 |
| Average Retail AUM | $1,774,969 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $3.8 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.0 |
| Retail SMA AUM | $5.4 |
| Institutional SMA AUM | $0.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 60% | $3.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 5% | $0.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.5 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 18% | $1.1 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.5 |
| Other | 1% | $0.1 |
| Total | 100% | $6.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WILLIAM JACOB FREUDENRICH | $0.0 | accountancy | - |
| SEAN HENNESSEE | $0.0 | law firm | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
7 active
| Name | Title |
|---|---|
| BROWN, GEORGE, ANDERSON | PRESIDENT |
| WILSON, JAMIE, LYNN | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, AND SECRETARY OF THE BOARD |
| GODDARD, KEITH, CHARLES | TRUSTEE, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER |
| KONIECZNY, DEBRA, LYNN | CHIEF COMPLIANCE OFFICER |
| MONTGOMERY, JESSICA, LAYNE | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
38 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS LIVERSAGE | TULSA | OK | S65|2016-08-29 | CERTIFIED FINANCIAL PLANNER | |||||
| JAMIE WILSON | TULSA | OK | S63|1996-06-03|S65|2002-11-19 | ||||||
| JENNIFER D'AMBROSIO | TULSA | OK | CERTIFIED FINANCIAL PLANNER | ||||||
| GRANT CLARY | TULSA | OK | S66|2017-05-18 | ||||||
| PATRICK BURDICK | TULSA | OK | S63|1998-02-11|S65|1999-05-12 | ||||||
| DANNY LA | TULSA | OK | S63|2009-06-09|S66|2017-03-14 | CERTIFIED FINANCIAL PLANNER | |||||
| GEORGE HAAS | TULSA | OK | S63|1998-05-26|S66|2005-11-03 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| DAVID BANNON | TULSA | OK | S63|1998-07-01|S65|2016-05-17 | ||||||
| HAYDEN SIEGFRIED | TULSA | OK | CERTIFIED FINANCIAL PLANNER | ||||||
| JOSEPH A HAWES | TULSA | OK | S63|1986-06-05|S65|1997-01-03 | ||||||
| DANIEL SCHLUTER | TULSA | OK | S65|2017-12-12 | ||||||
| JASON PERCY | TULSA | OK | S63|2012-03-02|S66|2019-03-01 | ||||||
| AARON DAY | TULSA | OK | S66|2006-03-09 | ||||||
| SCOTT FRANTZ | TULSA | OK | S66|2010-07-30 | CHARTERED FINANCIAL ANALYST | |||||
| JONATHAN ALTHAGE | TULSA | OK | S66|2008-07-18 | ||||||
| MITCHELL KACZMAREK | TULSA | OK | S65|2016-08-30 | CHARTERED FINANCIAL ANALYST | |||||
| JEREMY TRAVIS | TULSA | OK | S65|2018-05-01 | ||||||
| CULLEN WILLIAMS | TULSA | OK | S66|1999-08-19 | ||||||
| HEIDI COLLINS | TULSA | OK | S66|2020-02-18 | ||||||
| GEORGE BROWN | TULSA | OK | S63|1996-05-17|S65|1996-07-31 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $6.1 | $0.0 | 0% | 60 | 0 | 0% |
| 2025-04-21 | $6.1 | $0.0 | 0% | 60 | 0 | 0% |
| 2024-04-02 | $5.5 | $0.6 | 12% | 59 | 1 | 2% |
| 2023-04-04 | $4.3 | $1.9 | 44% | 59 | 1 | 2% |
| 2022-04-01 | $4.4 | $1.8 | 40% | 54 | 6 | 11% |
| 2021-04-05 | $3.5 | $2.7 | 78% | 43 | 17 | 40% |
| 2020-04-01 | $2.8 | $3.3 | 117% | 35 | 25 | 71% |
| 2019-04-01 | $2.2 | $3.9 | 179% | 32 | 28 | 88% |
| 2018-04-02 | $2.3 | $3.9 | 171% | 30 | 30 | 100% |
| 2017-04-01 | $1.8 | $4.3 | 234% | 25 | 35 | 140% |
| 2016-04-01 | $1.6 | $4.6 | 296% | 23 | 37 | 161% |
| 2015-04-01 | $1.5 | $4.7 | 311% | 18 | 42 | 233% |
| 2014-04-01 | $1.4 | $4.8 | 349% | 16 | 44 | 275% |
| 2013-04-01 | $1.1 | $5.0 | 447% | 16 | 44 | 275% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OK, AK-10/19/2022, AL-08/18/2010, AR-12/14/1994, AZ-09/12/2006, CA-08/14/2007, CO-05/15/2008, CT-07/19/2017, DC-10/28/2022, DE-10/28/2022, FL-10/25/2006, GA-11/03/2015, HI-02/25/2022, IA-03/29/2020, ID-10/28/2022, IL-05/15/2013, IN-08/25/2015, KS-12/01/1994, KY-07/19/2017, LA-11/01/2006, MA-07/01/2022, MD-10/28/2022, ME-10/28/2022, MI-03/17/2015, MN-01/04/2016, MO-01/04/2010, MS-06/18/2015, MT-02/25/2022, NC-06/18/2015, ND-10/28/2022, NE-09/11/2017, NH-05/18/2017, NJ-03/07/2022, NM-11/10/2015, NV-03/08/2016, NY-03/29/2005, OH-01/04/2016, OK-01/01/1998, OR-01/04/2016, PA-08/25/2015, RI-10/28/2022, SC-08/25/2015, SD-10/28/2022, TN-07/06/2015, TX-10/28/1991, UT-02/25/2022, VA-09/12/2006, VT-09/28/2022, WA-09/04/2013, WI-02/25/2022, WV-10/28/2022, WY-10/28/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV