CAPITAL ADVISORS, LTD., LLC
Latest filing: Apr 04, 2025 (103 days ago)
AUM
$1,246,486,456
10% change vs. 1 year ago
16% change vs. 3 years ago
62% change vs. 5 years ago
158% change vs. 10 years ago
Employee Count
14
0% change vs. 1 year ago
8% change vs. 3 years ago
8% change vs. 5 years ago
17% change vs. 10 years ago
Main Office
SHAKER HEIGHTS, OH
20600 CHAGRIN BLVD SUITE 1115, SHAKER HEIGHTS, OH, UNITED STATES, 44122
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $1.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 482 | $0.1 |
| Average Individual AUM | $176,682 | |
| HNW | 532 | $1.1 |
| Average HNW AUM | $2,090,710 | |
| Retail Total | 1,014 | $1.2 |
| Average Retail AUM | $1,180,886 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.7 |
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $1.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 11% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 53% | $0.7 |
| Other Pools | 28% | $0.3 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
3 active
| Name | Title |
|---|---|
| CIULLA, MARK, ANTHONY | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, AND CO-MANAGING MEMBER |
| WAXMAN, NEIL, RAY | MANAGING DIRECTOR, AND CO-MANAGING MEMBER |
| HANRATTY, PATRICK, T (MI ONLY) | MANAGING DIRECTOR, AND ELECTED CO-MANAGING MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MELISSA COSTELLO | SHAKER HEIGHTS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| MARY KOZAR | SHAKER HEIGHTS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.2 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $1.2 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $1.1 | $0.1 | 10% | 14 | 0 | 0% |
| 2023-04-04 | $1.0 | $0.3 | 30% | 13 | 1 | 8% |
| 2022-04-01 | $1.1 | $0.2 | 16% | 13 | 1 | 8% |
| 2021-04-05 | $0.9 | $0.4 | 46% | 12 | 2 | 17% |
| 2020-04-01 | $0.8 | $0.5 | 62% | 13 | 1 | 8% |
| 2019-04-01 | $0.7 | $0.5 | 78% | 13 | 1 | 8% |
| 2018-04-02 | $0.7 | $0.5 | 77% | 13 | 1 | 8% |
| 2017-04-01 | $0.6 | $0.7 | 109% | 12 | 2 | 17% |
| 2016-04-01 | $0.5 | $0.8 | 174% | 12 | 2 | 17% |
| 2015-04-01 | $0.5 | $0.8 | 158% | 12 | 2 | 17% |
| 2014-04-01 | $0.4 | $0.8 | 183% | 12 | 2 | 17% |
| 2013-04-01 | $0.4 | $0.9 | 232% | 12 | 2 | 17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, AZ-03/13/2013, CA-06/10/2010, FL-06/10/2010, GA-11/22/2022, IL-10/20/2015, LA-10/28/2024, NC-10/22/2021, NM-11/22/2022, OH-06/10/2010, SC-10/21/2020, TX-06/10/2010 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV