CAPITAL CLIENT GROUP, INC.
Latest filing: Jul 01, 2025 (125 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
852
3% change vs. 1 year ago
3% change vs. 3 years ago
10% change vs. 5 years ago
22% change vs. 10 years ago
Main Office
LOS ANGELES, CA
333 SOUTH HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071-1406
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | $3,315.4 | 110885 | |
| CAPITAL BANK AND TRUST COMPANY | $75.9 | trust company | 170017 |
| CAPITAL INTERNATIONAL, INC. | $46.1 | 110682 | |
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | $38.3 | 312837 | |
| CAPITAL RESEARCH COMPANY | $0.0 | 110684 | |
| CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
496 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| AARON MILLER | LOS ANGELES | CA | S63|2016-07-08|S66|2022-09-24 | ||||||
| STEPHANIE SMOLKA | LOS ANGELES | CA | S63|2010-12-09|S65|2013-05-06 | ||||||
| RUSTY FRAUHIGER | LOS ANGELES | CA | S63|2006-05-25|S65|2014-04-04 | ||||||
| KELLY SIMON | LOS ANGELES | CA | S65|2005-01-19|S63|2022-02-14 | ||||||
| JOSEPH CRONIN | LOS ANGELES | CA | S63|1999-04-01|S65|2013-06-15 | ||||||
| JOHN KEATING | LOS ANGELES | CA | S63|1990-06-26|S65|2013-06-13 | ||||||
| PETER THATCH | LOS ANGELES | CA | S66|2009-04-13 | ||||||
| ALBERT AGUILAR | LOS ANGELES | CA | S66|2014-08-13 | ||||||
| JAN GUNDERSEN | LOS ANGELES | CA | S63|2023-06-29 | CHARTERED FINANCIAL ANALYST | |||||
| JASON BURRIS | LOS ANGELES | CA | S63|1997-07-03|S65|2013-06-11 | ||||||
| JOHN SNIVELY | LOS ANGELES | CA | S63|1996-10-29|S65|2013-07-03 | ||||||
| CORINNA WRIGHT | LOS ANGELES | CA | S65|2019-06-27|S63|2019-03-01 | ||||||
| CHRISTIAN COOK | LOS ANGELES | CA | S63|2014-10-17|S65|2009-07-31 | ||||||
| MARK DENCE | LOS ANGELES | CA | S63|1998-04-13|S66|2005-06-28 | ||||||
| MAGGIE WILLFONG | LOS ANGELES | CA | S66|2022-05-17 | ||||||
| MARK THRELFALL | LOS ANGELES | CA | S63|1995-10-26|S65|1995-11-03 | ||||||
| MILA YANKOVA | LOS ANGELES | CA | S63|2005-09-06 | CHARTERED FINANCIAL ANALYST | |||||
| MALLORY MCGUIRE | LOS ANGELES | CA | S66|2023-07-17 | ||||||
| SHAKEEL BARKAT | LOS ANGELES | CA | S63|1996-11-07|S65|1999-12-03 | ||||||
| PATRICK MCCOY | LOS ANGELES | CA | S63|2012-06-14|S65|2014-12-19 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.0 | $0.0 | 0% | 852 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 852 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 825 | 27 | 3% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 865 | -13 | -2% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 825 | 27 | 3% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 806 | 46 | 6% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 774 | 78 | 10% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 707 | 145 | 21% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 706 | 146 | 21% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 711 | 141 | 20% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 712 | 140 | 20% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 696 | 156 | 22% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 650 | 202 | 31% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-04/25/2013, CT-07/01/2025, FL-09/27/2024, GA-12/11/2024, IL-08/05/2024, IN-04/25/2013, MI-04/16/2025, NY-08/05/2024, PA-03/20/2025, TN-05/14/2025, TX-04/25/2013, VA-04/22/2025, WI-04/15/2025 |
| ADVISER ACTIVITIES |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV