AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 365 | $0.1 |
| Average Individual AUM | $323,348 | |
| HNW | 147 | $0.3 |
| Average HNW AUM | $2,263,155 | |
| Retail Total | 512 | $0.5 |
| Average Retail AUM | $880,285 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 10% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 25% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 59% | $0.3 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANDERS LUNDEGARD | VIENNA | VA | S66|2004-02-25 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| LISA BARBIERI | VIENNA | VA | S63|1999-12-13|S66|2002-08-09 | ||||||
| NICHOLAS FERRARI-SMITH | VIENNA | VA | S63|2018-12-17 | CERTIFIED FINANCIAL PLANNER | |||||
| BOBBY GLASS | VIENNA | VA | S63|1987-11-18 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| GIANCARLO DALIMONTE | VIENNA | VA | S65|2004-01-23|S66|2000-09-07 | ||||||
| ALISON CAIN | VIENNA | VA | S66|2002-05-09 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 26% | 6 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.2 | 76% | 7 | -1 | -14% |
| 2022-04-01 | $0.3 | $0.2 | 74% | 6 | 0 | 0% |
| 2021-04-05 | $0.2 | $0.2 | 111% | 5 | 1 | 20% |
| 2020-04-01 | $0.2 | $0.3 | 142% | 5 | 1 | 20% |
| 2019-04-01 | $0.1 | $0.3 | 212% | 6 | 0 | 0% |
| 2018-04-02 | $0.1 | $0.3 | 261% | 5 | 1 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| VA, AZ-08/17/2017, CA-02/07/2020, DC-02/13/2019, FL-08/17/2017, GA-08/17/2017, MD-08/17/2017, MN-02/18/2022, NC-08/17/2017, NH-08/17/2017, NY-08/17/2017, OH-02/18/2022, PA-02/07/2020, SC-08/17/2017, TX-08/17/2017, VA-08/17/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV