CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
Latest filing: May 13, 2025 (44 days ago)
AUM
$212,823,161
18% change vs. 1 year ago
35% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
3
-25% change vs. 1 year ago
-40% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
DAVIS, CA
1107 KENNEDY PLACE, DAVIS, CA, UNITED STATES, 95616-1273
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 191 | $0.1 |
| Average Individual AUM | $337,722 | |
| HNW | 45 | $0.1 |
| Average HNW AUM | $3,202,758 | |
| Retail Total | 236 | $0.2 |
| Average Retail AUM | $884,022 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 7% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 5% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 81% | $0.2 |
| Other Pools | 1% | $0.0 |
| Cash | 6% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CARBAHAL & COMPANY, AN ACCOUNTANCY CORPORATION | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KURT SCHRADER | DAVIS | CA | S65|2017-10-15 | CERTIFIED FINANCIAL PLANNER | |||||
| LARRY OLSEN | DAVIS | CA | S63|1995-10-17|S65|1999-12-16 | CERTIFIED FINANCIAL PLANNER | |||||
| MANUEL CARBAHAL | DAVIS | CA | S63|2003-08-20|S65|2009-01-29 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 3 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 18% | 4 | -1 | -25% |
| 2023-04-04 | $0.2 | $0.1 | 39% | 5 | -2 | -40% |
| 2022-04-01 | $0.2 | $0.1 | 35% | 5 | -2 | -40% |
| 2021-04-05 | $0.1 | $0.1 | 60% | 4 | -1 | -25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-05/26/2020, LA-05/13/2025, NH-05/26/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV