CARDINAL POINT WEALTH MANAGEMENT
Latest filing: Apr 14, 2025 (67 days ago)
AUM
$2,246,856,073
42% change vs. 1 year ago
346% change vs. 3 years ago
729% change vs. 5 years ago
1675% change vs. 10 years ago
Employee Count
43
10% change vs. 1 year ago
59% change vs. 3 years ago
153% change vs. 5 years ago
438% change vs. 10 years ago
Main Office
TORONTO, ON,
3280 BLOOR STREET WEST, CENTRE TOWER, TORONTO, ON, , CANADA, M8X 2X3
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.2 |
| Non-Discretionary | $0.0 |
| Total | $2.2 |
| Client | AUM |
|---|---|
| Retail | $2.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $2.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 428 | $0.2 |
| Average Individual AUM | $470,313 | |
| HNW | 754 | $2.0 |
| Average HNW AUM | $2,712,947 | |
| Retail Total | 1,182 | $2.2 |
| Average Retail AUM | $1,900,893 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.6 |
| FIDELITY CLEARING CANADA | TORONTO, ONTARIO--CAN | $0.5 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
| NATIONAL BANK INDEPENDENT NETWORK | TORONTO, ONTARIO--CAN | $0.2 |
| NATIONAL ADVISORS TRUST | KANSAS CITY-KS-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.2 |
| Retail SMA AUM | $2.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 70% | $1.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 24% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $43.1 | 122258 | |
| ORIGIN CREDIT ADVISERS, LLC | $0.6 | 324839 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
19 active
| Name | Title |
|---|---|
| SHELDON, JEFFREY, SCOTT | CHIEF EXECUTIVE OFFICER |
| RITCHIE, TERRY, FRANK | DIRECTOR |
| SHELDON, JAMES, ARTHUR | CHAIRMAN |
| CARVALHO, MATTHEW, J | CHIEF INVESTMENT OFFICER |
| ZIENTY, DONALD, MATTHEW | CHIEF COMPLIANCE OFFICER |
| TAYLOR, SALLY, ANN | CHIEF OPERATIONS OFFICER |
| ROSSIGNOLI, KRISTOPHER, ANTHONY DANIEL | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
21 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TERRY RITCHIE | TORONTO, ON | S63|1985-08-28 | |||||||
| JEFFREY SHELDON | TORONTO, ON | S65|2009-09-18 | |||||||
| EDWARD PAPPAS | TORONTO, ON | S63|1997-02-19|S65|1998-03-27 | |||||||
| YU HE | TORONTO, ON | CHARTERED FINANCIAL ANALYST | |||||||
| CHRISTOPHER RAWLES | TORONTO, ON | S65|2023-01-10 | |||||||
| JOHN FLECKE | TORONTO, ON | S66|2003-07-17 | CERTIFIED FINANCIAL PLANNER | ||||||
| MICHAEL HINTERLONG | TORONTO, ON | S65|2016-12-30 | CHARTERED FINANCIAL ANALYST | ||||||
| DEVAN LEGARE | TORONTO, ON | S65|2023-11-17 | |||||||
| JAMES SHELDON | TORONTO, ON | S65|2009-08-28 | |||||||
| SPENCER TILLEY | TORONTO, ON | CHARTERED FINANCIAL ANALYST | |||||||
| DAVID MILLER | TORONTO, ON | S65|2022-12-20 | |||||||
| MARY DALEY | TORONTO, ON | S65|2018-09-25 | |||||||
| TYLER SKINNER | TORONTO, ON | S65|2023-11-28 | |||||||
| JENNIFER STRYMECKI | TORONTO, ON | S65|2017-08-31 | |||||||
| JOHN MCCORD | TORONTO, ON | S66|2009-06-23 | CERTIFIED FINANCIAL PLANNER | ||||||
| KRISTOPHER ROSSIGNOLI | TORONTO, ON | CERTIFIED FINANCIAL PLANNER | |||||||
| JEFFREY ADEMA | TORONTO, ON | S66|2010-08-16 | CERTIFIED FINANCIAL PLANNER | ||||||
| JEREMY KRALT | TORONTO, ON | S65|2018-05-22 | |||||||
| MATTHEW CARVALHO | TORONTO, ON | S63|2003-08-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | ||||||
| SALLY TAYLOR | TORONTO, ON | S65|2004-11-08 | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.2 | $0.0 | 0% | 43 | 0 | 0% |
| 2025-04-21 | $2.2 | $0.0 | 0% | 43 | 0 | 0% |
| 2024-04-02 | $1.6 | $0.7 | 42% | 39 | 4 | 10% |
| 2023-04-04 | $1.2 | $1.0 | 84% | 35 | 8 | 23% |
| 2022-04-01 | $0.5 | $1.7 | 346% | 27 | 16 | 59% |
| 2021-04-05 | $0.3 | $1.9 | 562% | 26 | 17 | 65% |
| 2020-04-01 | $0.3 | $2.0 | 729% | 17 | 26 | 153% |
| 2019-04-01 | $0.2 | $2.0 | 865% | 15 | 28 | 187% |
| 2018-04-02 | $0.2 | $2.0 | 1028% | 11 | 32 | 291% |
| 2017-04-01 | $0.2 | $2.1 | 1341% | 10 | 33 | 330% |
| 2016-04-01 | $0.1 | $2.1 | 1686% | 8 | 35 | 438% |
| 2015-04-01 | $0.1 | $2.1 | 1675% | 8 | 35 | 438% |
| 2014-04-01 | $0.1 | $2.2 | 4221% | 6 | 37 | 617% |
| 2013-04-01 | $0.0 | $2.2 | 8625% | 2 | 41 | 2050% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| AZ-03/16/2018, CA-05/23/2006, CO-10/05/2022, CT-06/14/2024, FL-03/28/2011, GA-06/14/2024, IL-10/18/2022, MA-06/14/2024, MD-06/14/2024, MI-02/15/2023, MN-06/14/2024, MO-05/19/2023, NC-03/24/2022, NH-06/03/2022, NJ-01/12/2024, NV-02/15/2023, NY-06/14/2024, OH-06/14/2024, PA-10/05/2022, SC-10/05/2022, TN-06/14/2024, TX-07/31/2008, VA-05/19/2023, WA-03/24/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV