CARLSON CAPITAL MANAGEMENT, LLC
Latest filing: Mar 24, 2025 (152 days ago)
AUM
$3,808,650,292
9% change vs. 1 year ago
20% change vs. 3 years ago
67% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
78
-1% change vs. 1 year ago
15% change vs. 3 years ago
44% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NORTHFIELD, MN
11 BRIDGE SQUARE, NORTHFIELD, MN, UNITED STATES, 55057
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.8 |
| Non-Discretionary | $0.0 |
| Total | $3.8 |
| Client | AUM |
|---|---|
| Retail | $3.4 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $3.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 750 | $0.4 |
| Average Individual AUM | $469,703 | |
| HNW | 805 | $3.0 |
| Average HNW AUM | $3,741,745 | |
| Retail Total | 1,555 | $3.4 |
| Average Retail AUM | $2,163,590 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $2.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.8 |
| Retail SMA AUM | $3.4 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 82% | $3.1 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.2 |
| Other | 10% | $0.4 |
| Total | 100% | $3.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CCM INVESTMENT GROUP, LLC | $1.0 | 327915 | |
| CARLSON TRUST, A TRUST REPRESENTATIVE OFFICE OF NATIONAL ADVISORS TRUST COMPANY, FSB | $0.0 | trust company | - |
| CCM TAX & TRUST | $0.0 | accountancy | - |
| VIAFORTE, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
7 active
| Name | Title |
|---|---|
| STETS, JUSTIN, DANIEL | CHIEF COMPLIANCE OFFICER/PRESIDENT |
| CARLSON, GREGORY, ALAN | FOUNDER & CEO, FOUNDER & CEO |
| CARLSON, JEFFREY, ROBERT | FOUNDER & SECRETARY/TREASURER, FOUNDER & SECRETARY/TREASURER |
| PESEK, THOMAS, CLARENCE | GOVERNOR |
ADVDB.CO • SOURCE: SEC
Representatives
32 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MATTHEW JAEGER | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| ANDREW OWEN | NORTHFIELD | MN | S65|2021-03-10 | CERTIFIED FINANCIAL PLANNER | |||||
| CALLIE GEIST | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| TURNER STORM | NORTHFIELD | MN | S66|2020-07-29 | CHARTERED FINANCIAL ANALYST | |||||
| KIM WURL | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| KEVIN KOSKI | NORTHFIELD | MN | S63|1998-10-27 | ||||||
| CODY WARREN | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| ROBERT BERNARD | NORTHFIELD | MN | S63|2017-10-20|S66|2020-09-18 | ||||||
| ABRA KRAMAS | NORTHFIELD | MN | S63|2010-04-17|S65|2011-09-29 | CERTIFIED FINANCIAL PLANNER | |||||
| JASON KLEY | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| NICHOLAS KRAKOSKY | NORTHFIELD | MN | S66|2013-08-28 | CERTIFIED FINANCIAL PLANNER | |||||
| SELENE SERKLAND | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| JOHN CRONIN | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| JOSHUA LESTER | NORTHFIELD | MN | S65|2023-04-06 | ||||||
| LUCAS PETERSON | NORTHFIELD | MN | S65|2019-02-28 | ||||||
| JUSTIN STETS | NORTHFIELD | MN | |||||||
| JEFFREY CARLSON | NORTHFIELD | MN | S63|1984-01-20 | CERTIFIED FINANCIAL PLANNER | |||||
| ELIZABETH ENGLAND | NORTHFIELD | MN | S65|2020-12-03 | CERTIFIED FINANCIAL PLANNER | |||||
| BENJAMIN CARLSON | NORTHFIELD | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| DAVID WEBB | NORTHFIELD | MN | S63|2001-01-29 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $3.8 | $0.0 | 0% | 78 | 0 | 0% |
| 2025-04-21 | $3.8 | $0.0 | 0% | 78 | 0 | 0% |
| 2024-04-02 | $3.5 | $0.3 | 9% | 79 | -1 | -1% |
| 2023-04-04 | $3.0 | $0.8 | 27% | 79 | -1 | -1% |
| 2022-04-01 | $3.2 | $0.6 | 20% | 68 | 10 | 15% |
| 2021-04-05 | $2.6 | $1.2 | 47% | 57 | 21 | 37% |
| 2020-04-01 | $2.3 | $1.5 | 67% | 54 | 24 | 44% |
| 2019-04-01 | $1.8 | $2.0 | 114% | 46 | 32 | 70% |
| 2018-04-02 | $1.9 | $1.9 | 97% | 44 | 34 | 77% |
| 2017-04-01 | $1.6 | $2.2 | 139% | 41 | 37 | 90% |
| 2016-04-01 | $1.4 | $2.4 | 180% | 36 | 42 | 117% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MN, AZ-01/04/2016, CA-01/04/2016, CO-03/30/2017, CT-05/01/2017, FL-01/04/2016, GA-11/30/2023, IA-01/04/2016, IL-01/11/2016, KY-03/29/2016, MA-01/04/2016, MN-10/26/2015, MT-01/04/2016, NC-11/30/2023, NE-01/04/2016, NH-01/04/2016, NY-01/04/2016, OH-11/04/2021, OR-08/23/2017, SC-11/30/2023, SD-10/20/2020, TX-01/04/2016, WA-01/04/2016, WI-01/04/2016 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV