CASTLE HARLAN, INC.
Latest filing: Apr 29, 2025 (78 days ago)
AUM
$471,108,603
-21% change vs. 1 year ago
-50% change vs. 3 years ago
-41% change vs. 5 years ago
-68% change vs. 10 years ago
Employee Count
21
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-58% change vs. 10 years ago
Main Office
NEW YORK, NY
150 EAST 58TH STREET, NEW YORK, NY, UNITED STATES, 10155-0017
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.5 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BRANFORD CASTLE ASSOCIATES II, L.P. | $0.0 | - | |
| CHP V AIV GP LTD. | $0.0 | - | |
| BC GP, LLC | $0.0 | - | |
| CASTLE HARLAN ASSOCIATES IV , LLC | $0.0 | - | |
| CHP V AIV SLP L.P. | $0.0 | - | |
| CHAMP PRIVATE EQUITY PTE LTD. | $0.0 | - | |
| CASTLE HARLAN AUSTRALIAN MEZZANINE ASSOCIATES II, LLC | $0.0 | - | |
| CASTLE HARLAN ASSOCIATES IV , L.P. | $0.0 | - | |
| CASTLE HARLAN AUSTRALIAN MEZZANINE PARTNERS PTY LIMITED | $0.0 | - | |
| CASTLE HARLAN PARTNERS V AFFILIATES, L.P. | $0.0 | - | |
| CPEC FINANCIAL SERVICES PTY LTD | $0.0 | 162126 | |
| CASTLE HARLAN SHC GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
4 active
| Name | Title |
|---|---|
| CASTLE, JOHN, KROB | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER |
| CASTLE, DAVID, ALEXANDER | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS |
| PITTAWAY, DAVID, B | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS |
| REDDINGTON, JAMES, ALOYSIOUS | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.5 | $0.0 | 0% | 21 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 21 | 0 | 0% |
| 2024-04-02 | $0.6 | -$0.1 | -21% | 21 | 0 | 0% |
| 2023-04-04 | $0.8 | -$0.4 | -44% | 21 | 0 | 0% |
| 2022-04-01 | $1.0 | -$0.5 | -50% | 21 | 0 | 0% |
| 2021-04-05 | $0.8 | -$0.3 | -40% | 21 | 0 | 0% |
| 2020-04-01 | $0.8 | -$0.3 | -41% | 21 | 0 | 0% |
| 2019-04-01 | $0.9 | -$0.4 | -46% | 21 | 0 | 0% |
| 2018-04-02 | $0.9 | -$0.4 | -47% | 18 | 3 | 17% |
| 2017-04-01 | $0.9 | -$0.5 | -50% | 16 | 5 | 31% |
| 2016-04-01 | $1.3 | -$0.8 | -63% | 11 | 10 | 91% |
| 2015-04-01 | $1.5 | -$1.0 | -68% | 50 | -29 | -58% |
| 2014-04-01 | $1.7 | -$1.2 | -72% | 50 | -29 | -58% |
| 2013-04-01 | $1.5 | -$1.0 | -69% | 50 | -29 | -58% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, FL-03/29/2022, NY-03/29/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV