AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 420 | $0.1 |
| Average Individual AUM | $274,336 | |
| HNW | 73 | $0.2 |
| Average HNW AUM | $2,086,959 | |
| Retail Total | 493 | $0.3 |
| Average Retail AUM | $542,736 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $0.1 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
| RBC CAPITAL MARKETS, LLC | NEW YORK-NY-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 57% | $0.2 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 5% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 12% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 13% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.0 |
| Other | 2% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DOUGLAS GILL | DALLAS | TX | S63|1991-03-13 | CERTIFIED FINANCIAL PLANNER | |||||
| ALYSSA GUERRA | DALLAS | TX | S66|2006-09-25 | CERTIFIED FINANCIAL PLANNER | |||||
| HOMERO DIAZ | DALLAS | TX | S63|2011-07-29|S66|2012-07-06 | ||||||
| IAN FRITZ | DALLAS | TX | S63|2019-02-28|S65|2022-06-01 | ||||||
| ROBERT EMRICH | DALLAS | TX | S66|2000-10-17 | ||||||
| UMBERTO PEREZ | DALLAS | TX | S66|2002-08-24 | ||||||
| JULIAN JOHNSON | DALLAS | TX | S63|2012-03-14|S65|2024-01-27 | ||||||
| JOANNE CHAPMAN | DALLAS | TX | S65|2022-04-27 | ||||||
| DAVID CAIN | DALLAS | TX | S65|2016-12-12 | ||||||
| NICHOLAS SCOTT | DALLAS | TX | S65|2021-04-16 | ||||||
| MATTHEW MARQUIS | DALLAS | TX | S66|2007-06-26 | ||||||
| HARRIET BYNUM | DALLAS | TX | S63|1988-03-08|S65|1998-09-18 | ||||||
| MICHAEL LYNCH | DALLAS | TX | S66|2017-03-10 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.3 | $0.0 | 0% | 19 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 19 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.1 | 23% | 18 | 1 | 6% |
| 2023-04-04 | $0.2 | $0.1 | 48% | 17 | 2 | 12% |
| 2022-04-01 | $0.5 | -$0.1 | -29% | 17 | 2 | 12% |
| 2021-04-05 | $0.4 | $0.0 | -9% | 17 | 2 | 12% |
| 2020-04-01 | $0.3 | $0.1 | 23% | 15 | 4 | 27% |
| 2019-04-01 | $0.3 | $0.1 | 31% | 10 | 9 | 90% |
| 2018-04-02 | $0.3 | $0.1 | 31% | 10 | 9 | 90% |
| 2017-04-01 | $0.2 | $0.2 | 93% | 10 | 9 | 90% |
| 2016-04-01 | $0.1 | $0.2 | 200% | 7 | 12 | 171% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, AR-07/19/2017, CA-05/30/2020, FL-09/11/2015, IL-11/01/2016, NY-02/25/2025, OH-07/17/2018, TX-09/11/2015, VA-08/28/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV