AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 389 | $0.0 |
| Average Individual AUM | $107,196 | |
| HNW | 168 | $0.1 |
| Average HNW AUM | $477,720 | |
| Retail Total | 557 | $0.1 |
| Average Retail AUM | $218,952 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO,-CA-USA | $0.0 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.0 |
| RBC CAPITAL MARKETS, LLC | NEW YORK-NY-USA | $0.0 |
| FOLIO INVESTMENTS, INC. | MCLEAN-VA-USA | $0.0 |
| EQUITY TRUST COMPANY | WESTLAKE-OH-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 60% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 10% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.0 |
| Other | 5% | $0.0 |
| Total | 95% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SHELDON SINGLETON | LISLE | IL | S65|2009-08-10|S63|2019-09-20 | ||||||
| JUSTIN SMITH | LISLE | IL | S65|2014-08-19|S63|2013-07-20 | ||||||
| ROBYN O'HALLORAN | LISLE | IL | S65|2005-03-22 | ||||||
| EARL STEVENSON | LISLE | IL | S63|1982-11-04|S65|1999-06-01 | CHARTERED FINANCIAL CONSULTANT | |||||
| SCOT BARRINGER | LISLE | IL | S63|1987-02-10|S65|2002-07-23 | ||||||
| JASON VANCLEF | LISLE | IL | S66|2006-02-21 | ||||||
| CHASE HEIDEN | LISLE | IL | S63|2011-12-12|S65|2015-03-24 | ||||||
| MICHAEL DIPRIMIO | LISLE | IL | S63|2011-12-22|S65|2017-05-05 | ||||||
| DAVID LEVINSON | LISLE | IL | S63|1981-12-04|S66|2006-06-03 | ||||||
| JAMES CLARREN | LISLE | IL | S63|1993-03-18|S65|2010-12-10 | ||||||
| ROBERT MCISAAC | LISLE | IL | S63|1991-02-21|S65|1998-07-01|S66|2019-01-24 | ||||||
| WENDELL FRANKLIN | LISLE | IL | S63|1994-06-17|S65|2017-01-23 | ||||||
| JAMES DINGLE | LISLE | IL | S63|1988-06-24|S66|2001-07-30 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 18 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 18 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, AZ-06/12/2024, CA-06/12/2024, CO-06/12/2024, FL-06/12/2024, IL-06/12/2024, IN-06/12/2024, LA-06/12/2024, MA-06/12/2024, MD-06/12/2024, MI-06/12/2024, MO-06/12/2024, NC-06/12/2024, NM-06/12/2024, NV-06/12/2024, OR-06/12/2024, PA-06/12/2024, TX-06/12/2024, WI-06/12/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV