CICCARELLI ADVISORY SERVICES INC
Latest filing: Nov 21, 2024 (237 days ago)
AUM
$1,418,463,150
24% change vs. 1 year ago
21% change vs. 3 years ago
62% change vs. 5 years ago
151% change vs. 10 years ago
Employee Count
15
0% change vs. 1 year ago
-6% change vs. 3 years ago
50% change vs. 5 years ago
67% change vs. 10 years ago
Main Office
NAPLES, FL
9601 TAMIAMI TRAIL NORTH, NAPLES, FL, UNITED STATES, 34108
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $1.4 |
| Total | $1.4 |
| Client | AUM |
|---|---|
| Retail | $1.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,583 | $0.5 |
| Average Individual AUM | $318,857 | |
| HNW | 509 | $0.9 |
| Average HNW AUM | $1,795,113 | |
| Retail Total | 2,092 | $1.4 |
| Average Retail AUM | $678,042 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.6 |
| SEI INVESTMENTS COMPANY | OAKS-PA-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $1.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 45% | $0.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 47% | $0.7 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
5 active
| Name | Title |
|---|---|
| KANTOR, KIM, CICCARELLI | PRESIDENT, OWNER |
| CICCARELLI, RAYMOND, FRANK | VICE-PRESIDENT, OWNER |
| CICCARELLI, PAUL, FRANK | VICE-PRESIDENT |
| RAPPS, JILL, CICCARELLI | VICE-PRESIDENT |
| SMITH, GERAL, JEAN | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.4 | $0.0 | 0% | 15 | 0 | 0% |
| 2025-04-21 | $1.4 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $1.1 | $0.3 | 24% | 15 | 0 | 0% |
| 2023-04-04 | $1.0 | $0.4 | 36% | 15 | 0 | 0% |
| 2022-04-01 | $1.2 | $0.2 | 21% | 16 | -1 | -6% |
| 2021-04-05 | $0.9 | $0.5 | 54% | 11 | 4 | 36% |
| 2020-04-01 | $0.9 | $0.5 | 62% | 10 | 5 | 50% |
| 2019-04-01 | $0.8 | $0.6 | 74% | 8 | 7 | 88% |
| 2018-04-02 | $0.7 | $0.7 | 94% | 14 | 1 | 7% |
| 2017-04-01 | $0.6 | $0.8 | 121% | 14 | 1 | 7% |
| 2016-04-01 | $0.6 | $0.9 | 154% | 14 | 1 | 7% |
| 2015-04-01 | $0.6 | $0.9 | 151% | 9 | 6 | 67% |
| 2014-04-01 | $0.5 | $0.9 | 191% | 41 | -26 | -63% |
| 2013-04-01 | $0.4 | $1.0 | 243% | 41 | -26 | -63% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AK-01/09/2024, AR-01/09/2024, AZ-02/26/2009, CA-01/22/2020, CO-08/22/2023, CT-07/05/2023, DC-01/09/2024, FL-05/09/1986, GA-01/22/2020, IL-01/17/2013, IN-08/22/2023, MA-02/26/2009, MD-08/22/2023, ME-08/22/2023, MI-01/22/2020, MN-01/22/2020, MO-08/22/2023, MS-01/09/2024, NC-11/15/2023, NH-09/05/2019, NJ-08/22/2023, NM-01/22/2020, NY-02/12/1986, OH-08/22/2023, OK-01/09/2024, PA-02/26/2009, RI-08/22/2023, SC-08/22/2023, TN-11/15/2023, TX-01/22/2020, VA-06/20/2023, WA-01/22/2020, WI-08/22/2023, WV-08/22/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV